Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2023/2/24 申報
- 申報編號
- 0001127602-23-007042
- 申報時間
- 2023/2/24
- 交易日
- 2023/2/22-2/23
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,220 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/22 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2023/2/22 | Common Stock | S賣出處分 | −10,472 | $157.87F2 | −$1,653,214.64 | 5,441,474 | 直接 | |
| 2023/2/22 | Common Stock | S賣出處分 | −20,303 | $158.53F3 | −$3,218,634.59 | 5,421,171 | 直接 | |
| 2023/2/22 | Common Stock | S賣出處分 | −8,725 | $159.59F4 | −$1,392,422.75 | 5,412,446 | 直接 | |
| 2023/2/22 | Common Stock | S賣出處分 | −500 | $160.28F5 | −$80,140 | 5,411,946 | 直接 | |
| 2023/2/23 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2023/2/23 | Common Stock | S賣出處分 | −7,314 | $144.45F6 | −$1,056,507.3 | 5,444,632 | 直接 | |
| 2023/2/23 | Common Stock | S賣出處分 | −7,486 | $145.25F7 | −$1,087,341.5 | 5,437,146 | 直接 | |
| 2023/2/23 | Common Stock | S賣出處分 | −12,890 | $146.75F8 | −$1,891,607.5 | 5,424,256 | 直接 | |
| 2023/2/23 | Common Stock | S賣出處分 | −8,256 | $147.43F9 | −$1,217,182.08 | 5,416,000 | 直接 | |
| 2023/2/23 | Common Stock | S賣出處分 | −3,754 | $148.27F10 | −$556,605.58 | 5,412,246 | 直接 | |
| 2023/2/23 | Common Stock | S賣出處分 | −300 | $149.86F11 | −$44,958 | 5,411,946 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/22 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 1,427,155 | 直接 | |
| 2023/2/23 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 1,387,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $157.13 to $158.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $158.14 to $159.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $159.15 to $160.11. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $160.19 to $160.42. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.81 to $144.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.84 to $145.79. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $146.03 to $147.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $147.04 to $148.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $148.05 to $148.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $149.42 to $150.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。