Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2023/2/17 申報
- 申報編號
- 0001127602-23-005814
- 申報時間
- 2023/2/17
- 交易日
- 2023/2/15-2/16
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,392 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/15 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2023/2/15 | Common Stock | S賣出處分 | −10,327 | $173.68F2 | −$1,793,593.36 | 5,441,619 | 直接 | |
| 2023/2/15 | Common Stock | S賣出處分 | −13,375 | $174.77F3 | −$2,337,548.75 | 5,428,244 | 直接 | |
| 2023/2/15 | Common Stock | S賣出處分 | −14,812 | $175.85F4 | −$2,604,690.2 | 5,413,432 | 直接 | |
| 2023/2/15 | Common Stock | S賣出處分 | −1,486 | $176.73F5 | −$262,620.78 | 5,411,946 | 直接 | |
| 2023/2/16 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2023/2/16 | Common Stock | S賣出處分 | −8,952 | $172.14F6 | −$1,540,997.28 | 5,442,994 | 直接 | |
| 2023/2/16 | Common Stock | S賣出處分 | −28,331 | $173.30F7 | −$4,909,762.3 | 5,414,663 | 直接 | |
| 2023/2/16 | Common Stock | S賣出處分 | −2,717 | $173.79F8 | −$472,187.43 | 5,411,946 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/15 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 1,507,155 | 直接 | |
| 2023/2/16 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 1,467,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $173.36 to $174.36. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $174.37 to $175.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $175.39 to $176.38. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $176.47 to $176.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $171.67 to $172.67. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $172.70 to $173.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $173.71 to $173.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。