Pagliari Aldo John 的 Form 4 申報
Snap-on Inc（SNA），2023/2/13 申報
- 申報編號
- 0001127602-23-004984
- 申報時間
- 2023/2/13
- 交易日
- 2023/2/9
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、6 筆衍生性交易。公開市場賣出合計 $177.1 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Pagliari Aldo JohnCIK 0001486096 | 高階主管（Sr VP - Finance & CFO） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/9 | Common Stock | M行使選擇權取得 | +10,000 | $109.43 | +$1,094,300 | 87,541.29 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −2,190 | $250.23F2 | −$548,003.7 | 85,351.29 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −1,700 | $251.71F3 | −$427,907 | 83,651.29 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −1,934 | $252.85F4 | −$489,011.9 | 81,717.29 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −1,206 | $253.70F5 | −$305,962.2 | 80,511.29 | 直接 | |
| 2023/2/9 | Common Stock | M行使選擇權取得 | +4,300 | –F6 | – | 84,811.29 | 直接 | |
| 2023/2/9 | Common Stock | F扣股繳稅處分 | −2,021 | $249.26 | −$503,754.46 | 82,790.29 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/9 | Common Stock | M行使選擇權處分 | −10,000 | –F9 | – | 23,000 | 直接 | |
| 2023/2/9 | Common Stock | A公司授予取得 | +1,460 | –F6 | – | 4,300 | 直接 | |
| 2023/2/9 | Common Stock | M行使選擇權處分 | −4,300 | –F6 | – | 0 | 直接 | |
| 2023/2/9 | Common Stock | A公司授予取得 | +7,850 | $0.00F12 | $0 | 7,850 | 直接 | |
| 2023/2/9 | Common Stock | A公司授予取得 | +1,793 | $0.00 | $0 | 1,793 | 直接 | |
| 2023/2/9 | Common Stock | A公司授予取得 | +3,586 | $0.00 | $0 | 3,586 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $249.95 to $250.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $251.32 to $252.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $252.35 to $253.335. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $253.40 to $254.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Based on Company performance during the 2020-2022 period, approximately 151.4% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).
表 I 有 1 筆、表 II 有 2 筆交易的價格引用這則附註。
- F9
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.
表 II 有 1 筆交易的價格引用這則附註。
- F12
The transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.
表 II 有 1 筆交易的價格引用這則附註。