Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2023/2/10 申報
- 申報編號
- 0001127602-23-004449
- 申報時間
- 2023/2/10
- 交易日
- 2023/2/8-2/9
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,326 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/8 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2023/2/8 | Common Stock | S賣出處分 | −9,589 | $164.65F2 | −$1,578,828.85 | 5,442,357 | 直接 | |
| 2023/2/8 | Common Stock | S賣出處分 | −19,648 | $165.77F3 | −$3,257,048.96 | 5,422,709 | 直接 | |
| 2023/2/8 | Common Stock | S賣出處分 | −4,543 | $166.51F4 | −$756,454.93 | 5,418,166 | 直接 | |
| 2023/2/8 | Common Stock | S賣出處分 | −2,772 | $168.01F5 | −$465,723.72 | 5,415,394 | 直接 | |
| 2023/2/8 | Common Stock | S賣出處分 | −2,848 | $168.64F6 | −$480,286.72 | 5,412,546 | 直接 | |
| 2023/2/8 | Common Stock | S賣出處分 | −600 | $169.40F7 | −$101,640 | 5,411,946 | 直接 | |
| 2023/2/9 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −24,628 | $165.04F8 | −$4,064,605.12 | 5,427,318 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −11,272 | $165.93F9 | −$1,870,362.96 | 5,416,046 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −1,600 | $166.86F10 | −$266,976 | 5,414,446 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −2,100 | $168.26F11 | −$353,346 | 5,412,346 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −400 | $169.01F12 | −$67,604 | 5,411,946 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/8 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 1,587,155 | 直接 | |
| 2023/2/9 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 1,547,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $164.18 to $165.18. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $165.22 to $166.22. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $166.23 to $167.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $167.26 to $168.26. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $168.30 to $169.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $169.35 to $169.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $164.62 to $165.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $165.67 to $166.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $166.68 to $167.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $167.73 to $168.57. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $168.89 to $169.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。