Bancel Stephane 的 Form 4 申報

Moderna, Inc.（MRNA），2023/2/3 申報

申報編號: 0001127602-23-003346
申報時間: 2023/2/3
交易日: 2023/2/1-2/2
申報延遲: 2 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 16 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,377 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Bancel StephaneCIK 0001443340	董事、高階主管（執行長）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2023/2/1	Common Stock	M行使選擇權取得	+40,000	$0.99	+$39,600	5,451,946	直接
2023/2/1	Common Stock	S賣出處分	−5,848	$167.97^F2	−$982,288.56	5,446,098	直接
2023/2/1	Common Stock	S賣出處分	−16,742	$168.75^F3	−$2,825,212.5	5,429,356	直接
2023/2/1	Common Stock	S賣出處分	−6,024	$169.85^F4	−$1,023,176.4	5,423,332	直接
2023/2/1	Common Stock	S賣出處分	−1,629	$170.67^F5	−$278,021.43	5,421,703	直接
2023/2/1	Common Stock	S賣出處分	−600	$171.89^F6	−$103,134	5,421,103	直接
2023/2/1	Common Stock	S賣出處分	−1,957	$173.03^F7	−$338,619.71	5,419,146	直接
2023/2/1	Common Stock	S賣出處分	−2,503	$174.21^F8	−$436,047.63	5,416,643	直接
2023/2/1	Common Stock	S賣出處分	−4,697	$174.82^F9	−$821,129.54	5,411,946	直接
2023/2/2	Common Stock	M行使選擇權取得	+40,000	$0.99	+$39,600	5,451,946	直接
2023/2/2	Common Stock	S賣出處分	−2,001	$171.11^F10	−$342,391.11	5,449,945	直接
2023/2/2	Common Stock	S賣出處分	−1,589	$172.04^F11	−$273,371.56	5,448,356	直接
2023/2/2	Common Stock	S賣出處分	−8,908	$173.19^F12	−$1,542,776.52	5,439,448	直接
2023/2/2	Common Stock	S賣出處分	−10,263	$174.25^F13	−$1,788,327.75	5,429,185	直接
2023/2/2	Common Stock	S賣出處分	−15,790	$175.03^F14	−$2,763,723.7	5,413,395	直接
2023/2/2	Common Stock	S賣出處分	−1,449	$175.79^F15	−$254,719.71	5,411,946	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2023/2/1	Common Stock	M行使選擇權處分	−40,000	$0.00	$0	1,667,155	直接
2023/2/2	Common Stock	M行使選擇權處分	−40,000	$0.00	$0	1,627,155	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $167.32 to $168.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $168.33 to $169.33. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $169.35 to $170.35. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $170.40 to $171.28. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $171.57 to $172.28. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $172.61 to $173.45. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $173.67 to $174.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $174.68 to $175.63. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

F10

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $170.52 to $171.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

F11

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $171.54 to $172.52. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

F12

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $172.55 to $173.49. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

F13

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $173.60 to $174.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

F14

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $174.62 to $175.62. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

F15

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $175.64 to $176.10. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）