Tu Thomas 的 Form 4 申報
Inari Medical, Inc.（NARI），2023/1/31 申報
- 申報編號
- 0001127602-23-002745
- 申報時間
- 2023/1/31 16:28 ET
- 交易日
- 2023/1/27
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $60.7 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Tu ThomasCIK 0001806426 | 高階主管（醫療長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/27 | Common Stock | M行使選擇權取得 | +10,000 | $0.457 | +$4,570 | 95,700 | 直接 | |
| 2023/1/27 | Common Stock | S賣出處分 | −2,699 | $58.32F2 | −$157,405.68 | 93,001 | 直接 | |
| 2023/1/27 | Common Stock | S賣出處分 | −2,130 | $59.88F3 | −$127,544.4 | 90,871 | 直接 | |
| 2023/1/27 | Common Stock | S賣出處分 | −700 | $60.77F4 | −$42,539 | 90,171 | 直接 | |
| 2023/1/27 | Common Stock | S賣出處分 | −3,071 | $62.06F5 | −$190,586.26 | 87,100 | 直接 | |
| 2023/1/27 | Common Stock | S賣出處分 | −1,100 | $63.31F6 | −$69,641 | 86,000 | 直接 | |
| 2023/1/27 | Common Stock | S賣出處分 | −300 | $63.94F7 | −$19,182 | 85,700 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/27 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 149,584 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $58.40 to $59.38 The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $59.43 to $60.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $60.44 to $61.34 The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $61.57 to $62.56 The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $62.83 to $63.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $63.83 to $64.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。