Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2023/1/27 申報
- 申報編號
- 0001127602-23-002450
- 申報時間
- 2023/1/27
- 交易日
- 2023/1/25-1/26
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,531 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/25 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2023/1/25 | Common Stock | S賣出處分 | −6,790 | $190.65F2 | −$1,294,513.5 | 5,445,156 | 直接 | |
| 2023/1/25 | Common Stock | S賣出處分 | −6,260 | $191.51F3 | −$1,198,852.6 | 5,438,896 | 直接 | |
| 2023/1/25 | Common Stock | S賣出處分 | −19,850 | $192.32F4 | −$3,817,552 | 5,419,046 | 直接 | |
| 2023/1/25 | Common Stock | S賣出處分 | −7,100 | $193.39F5 | −$1,373,069 | 5,411,946 | 直接 | |
| 2023/1/26 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2023/1/26 | Common Stock | S賣出處分 | −4,295 | $188.09F6 | −$807,846.55 | 5,447,651 | 直接 | |
| 2023/1/26 | Common Stock | S賣出處分 | −3,835 | $189.21F7 | −$725,620.35 | 5,443,816 | 直接 | |
| 2023/1/26 | Common Stock | S賣出處分 | −8,823 | $190.27F8 | −$1,678,752.21 | 5,434,993 | 直接 | |
| 2023/1/26 | Common Stock | S賣出處分 | −15,847 | $191.08F9 | −$3,028,044.76 | 5,419,146 | 直接 | |
| 2023/1/26 | Common Stock | S賣出處分 | −3,289 | $192.16F10 | −$632,014.24 | 5,415,857 | 直接 | |
| 2023/1/26 | Common Stock | S賣出處分 | −3,911 | $192.92F11 | −$754,510.12 | 5,411,946 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/25 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 1,747,155 | 直接 | |
| 2023/1/26 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 1,707,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $189.92 to $190.92. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $190.94 to $191.93. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $191.95 to $192.95. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $192.96 to $193.82. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $187.62 to $188.54. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $188.64 to $189.63. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $189.65 to $190.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $190.66 to $191.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $191.67 to $192.67. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $192.68 to $193.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。