Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2023/1/20 申報
- 申報編號
- 0001127602-23-001932
- 申報時間
- 2023/1/20
- 交易日
- 2023/1/18-1/19
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 17 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,560 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/18 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2023/1/18 | Common Stock | S賣出處分 | −9,821 | $195.31F2 | −$1,918,139.51 | 5,442,125 | 直接 | |
| 2023/1/18 | Common Stock | S賣出處分 | −5,948 | $196.84F3 | −$1,170,804.32 | 5,436,177 | 直接 | |
| 2023/1/18 | Common Stock | S賣出處分 | −15,554 | $197.58F4 | −$3,073,159.32 | 5,420,623 | 直接 | |
| 2023/1/18 | Common Stock | S賣出處分 | −851 | $198.46F5 | −$168,889.46 | 5,419,772 | 直接 | |
| 2023/1/18 | Common Stock | S賣出處分 | −1,475 | $199.94F6 | −$294,911.5 | 5,418,297 | 直接 | |
| 2023/1/18 | Common Stock | S賣出處分 | −1,501 | $200.82F7 | −$301,430.82 | 5,416,796 | 直接 | |
| 2023/1/18 | Common Stock | S賣出處分 | −900 | $202.20F8 | −$181,980 | 5,415,896 | 直接 | |
| 2023/1/18 | Common Stock | S賣出處分 | −1,020 | $203.06F9 | −$207,121.2 | 5,414,876 | 直接 | |
| 2023/1/18 | Common Stock | S賣出處分 | −300 | $204.13F10 | −$61,239 | 5,414,576 | 直接 | |
| 2023/1/18 | Common Stock | S賣出處分 | −1,758 | $205.20F11 | −$360,741.6 | 5,412,818 | 直接 | |
| 2023/1/18 | Common Stock | S賣出處分 | −872 | $206.50F12 | −$180,068 | 5,411,946 | 直接 | |
| 2023/1/19 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2023/1/19 | Common Stock | S賣出處分 | −9,341 | $191.16F13 | −$1,785,625.56 | 5,442,605 | 直接 | |
| 2023/1/19 | Common Stock | S賣出處分 | −18,438 | $191.88F14 | −$3,537,883.44 | 5,424,167 | 直接 | |
| 2023/1/19 | Common Stock | S賣出處分 | −9,517 | $192.84F15 | −$1,835,258.28 | 5,414,650 | 直接 | |
| 2023/1/19 | Common Stock | S賣出處分 | −2,704 | $193.61F16 | −$523,521.44 | 5,411,946 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/18 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 1,827,155 | 直接 | |
| 2023/1/19 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 1,787,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $195.15 to $196.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $196.18 to $197.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $197.19 to $198.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $198.24 to $198.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $199.47 to $200.23. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $200.48 to $201.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $201.62 to $202.61. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $202.63 to $203.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $203.69 to $204.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $204.78 to $205.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $206.14 to $207.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $190.41 to $191.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $191.42 to $192.42. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $192.43 to $193.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F16
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $193.44 to $193.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。