Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2023/1/13 申報
- 申報編號
- 0001127602-23-001384
- 申報時間
- 2023/1/13
- 交易日
- 2023/1/11-1/12
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,482 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/11 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −7,780 | $183.15F2 | −$1,424,907 | 5,444,166 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −5,578 | $184.43F3 | −$1,028,750.54 | 5,438,588 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −15,957 | $185.14F4 | −$2,954,278.98 | 5,422,631 | 直接 | |
| 2023/1/11 | Common Stock | S賣出處分 | −10,685 | $186.50F5 | −$1,992,752.5 | 5,411,946 | 直接 | |
| 2023/1/12 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2023/1/12 | Common Stock | S賣出處分 | −800 | $181.32F6 | −$145,056 | 5,451,146 | 直接 | |
| 2023/1/12 | Common Stock | S賣出處分 | −5,411 | $182.43F7 | −$987,128.73 | 5,445,735 | 直接 | |
| 2023/1/12 | Common Stock | S賣出處分 | −4,389 | $183.42F8 | −$805,030.38 | 5,441,346 | 直接 | |
| 2023/1/12 | Common Stock | S賣出處分 | −8,900 | $184.32F9 | −$1,640,448 | 5,432,446 | 直接 | |
| 2023/1/12 | Common Stock | S賣出處分 | −20,500 | $187.44F10 | −$3,842,520 | 5,411,946 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/11 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 1,907,155 | 直接 | |
| 2023/1/12 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 1,867,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.73 to $183.71. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $183.83 to $184.82. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $184.84 to $185.84. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $185.86 to $186.86. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $180.77 to $181.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $181.83 to $182.83. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.88 to $183.86. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $183.89 to $184.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $186.97 to $187.73. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。