Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2023/1/6 申報
- 申報編號
- 0001127602-23-001063
- 申報時間
- 2023/1/6
- 交易日
- 2023/1/4-1/5
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,407 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/4 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2023/1/4 | Common Stock | S賣出處分 | −2,950 | $176.20F2 | −$519,790 | 5,448,996 | 直接 | |
| 2023/1/4 | Common Stock | S賣出處分 | −11,450 | $177.38F3 | −$2,031,001 | 5,437,546 | 直接 | |
| 2023/1/4 | Common Stock | S賣出處分 | −16,097 | $178.25F4 | −$2,869,290.25 | 5,421,449 | 直接 | |
| 2023/1/4 | Common Stock | S賣出處分 | −7,291 | $179.12F5 | −$1,305,963.92 | 5,414,158 | 直接 | |
| 2023/1/4 | Common Stock | S賣出處分 | −2,212 | $180.16F6 | −$398,513.92 | 5,411,946 | 直接 | |
| 2023/1/5 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2023/1/5 | Common Stock | S賣出處分 | −10,749 | $172.64F7 | −$1,855,707.36 | 5,441,197 | 直接 | |
| 2023/1/5 | Common Stock | S賣出處分 | −14,816 | $173.42F8 | −$2,569,390.72 | 5,426,381 | 直接 | |
| 2023/1/5 | Common Stock | S賣出處分 | −13,460 | $174.38F9 | −$2,347,154.8 | 5,412,921 | 直接 | |
| 2023/1/5 | Common Stock | S賣出處分 | −975 | $175.10F10 | −$170,722.5 | 5,411,946 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/4 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 1,987,155 | 直接 | |
| 2023/1/5 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 1,947,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $175.75 to $176.68. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $176.76 to $177.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $177.77 to $178.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $178.78 to $179.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $179.79 to $180.67. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $171.91 to $172.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $172.92 to $173.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $173.94 to $174.93. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $174.95 to $175.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。