Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/12/23 申報
- 申報編號
- 0001127602-22-028263
- 申報時間
- 2022/12/23
- 交易日
- 2022/12/21-12/22
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 17 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,859 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/21 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/12/21 | Common Stock | S賣出處分 | −6,500 | $203.46 | −$1,322,490 | 5,445,446 | 直接 | |
| 2022/12/21 | Common Stock | S賣出處分 | −3,183 | $205.51F2 | −$654,138.33 | 5,442,263 | 直接 | |
| 2022/12/21 | Common Stock | S賣出處分 | −5,775 | $206.64F3 | −$1,193,346 | 5,436,488 | 直接 | |
| 2022/12/21 | Common Stock | S賣出處分 | −8,833 | $207.46F4 | −$1,832,494.18 | 5,427,655 | 直接 | |
| 2022/12/21 | Common Stock | S賣出處分 | −11,131 | $208.66F5 | −$2,322,594.46 | 5,416,524 | 直接 | |
| 2022/12/21 | Common Stock | S賣出處分 | −4,307 | $209.30F6 | −$901,455.1 | 5,412,217 | 直接 | |
| 2022/12/21 | Common Stock | S賣出處分 | −271 | $210.16F7 | −$56,953.36 | 5,411,946 | 直接 | |
| 2022/12/22 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/12/22 | Common Stock | S賣出處分 | −700 | $202.35F8 | −$141,645 | 5,451,246 | 直接 | |
| 2022/12/22 | Common Stock | S賣出處分 | −6,216 | $203.56F9 | −$1,265,328.96 | 5,445,030 | 直接 | |
| 2022/12/22 | Common Stock | S賣出處分 | −8,379 | $204.47F10 | −$1,713,254.13 | 5,436,651 | 直接 | |
| 2022/12/22 | Common Stock | S賣出處分 | −11,981 | $205.50F11 | −$2,462,095.5 | 5,424,670 | 直接 | |
| 2022/12/22 | Common Stock | S賣出處分 | −9,093 | $206.39F12 | −$1,876,704.27 | 5,415,577 | 直接 | |
| 2022/12/22 | Common Stock | S賣出處分 | −2,872 | $207.33F13 | −$595,451.76 | 5,412,705 | 直接 | |
| 2022/12/22 | Common Stock | S賣出處分 | −759 | $208.13F14 | −$157,970.67 | 5,411,946 | 直接 | |
| 2022/12/22 | Common Stock | S賣出處分 | −10,000 | $209.82 | −$2,098,200 | 6,574,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/21 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 2,147,155 | 直接 | |
| 2022/12/22 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 2,107,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $204.91 to $205.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $205.95 to $206.95. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $206.96 to $207.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $207.99 to $208.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $209.00 to $209.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $210.12 to $210.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $201.70 to $202.62. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $202.95 to $203.92. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $203.96 to $204.93. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $204.97 to $205.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $205.98 to $206.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $206.99 to $207.92. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $208.00 to $208.39. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。