Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/12/9 申報
- 申報編號
- 0001127602-22-027178
- 申報時間
- 2022/12/9
- 交易日
- 2022/12/7-12/8
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,623 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/7 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/12/7 | Common Stock | S賣出處分 | −443 | $175.26F2 | −$77,640.18 | 5,451,503 | 直接 | |
| 2022/12/7 | Common Stock | S賣出處分 | −7,613 | $176.56F3 | −$1,344,151.28 | 5,443,890 | 直接 | |
| 2022/12/7 | Common Stock | S賣出處分 | −15,826 | $177.30F4 | −$2,805,949.8 | 5,428,064 | 直接 | |
| 2022/12/7 | Common Stock | S賣出處分 | −4,961 | $178.23F5 | −$884,199.03 | 5,423,103 | 直接 | |
| 2022/12/7 | Common Stock | S賣出處分 | −10,557 | $179.49F6 | −$1,894,875.93 | 5,412,546 | 直接 | |
| 2022/12/7 | Common Stock | S賣出處分 | −600 | $180.11F7 | −$108,066 | 5,411,946 | 直接 | |
| 2022/12/8 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/12/8 | Common Stock | S賣出處分 | −12,262 | $182.19F8 | −$2,234,013.78 | 5,439,684 | 直接 | |
| 2022/12/8 | Common Stock | S賣出處分 | −19,078 | $183.05F9 | −$3,492,227.9 | 5,420,606 | 直接 | |
| 2022/12/8 | Common Stock | S賣出處分 | −7,622 | $184.25F10 | −$1,404,353.5 | 5,412,984 | 直接 | |
| 2022/12/8 | Common Stock | S賣出處分 | −1,038 | $184.88F11 | −$191,905.44 | 5,411,946 | 直接 | |
| 2022/12/8 | Common Stock | S賣出處分 | −10,000 | $179.12 | −$1,791,200 | 6,594,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/7 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 2,307,155 | 直接 | |
| 2022/12/8 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 2,267,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $174.72 to $175.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $175.80 to $176.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $176.81 to $177.81. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $177.82 to $178.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $178.97 to $179.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $180.00 to $180.33. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $181.64 to $182.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.65 to $183.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $183.70 to $184.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $184.72 to $185.10. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。