Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/12/2 申報
- 申報編號
- 0001127602-22-026763
- 申報時間
- 2022/12/2
- 交易日
- 2022/11/30-12/1
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 16 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,586 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/30 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/11/30 | Common Stock | S賣出處分 | −7,655 | $169.62F2 | −$1,298,441.1 | 5,444,291 | 直接 | |
| 2022/11/30 | Common Stock | S賣出處分 | −11,705 | $170.63F3 | −$1,997,224.15 | 5,432,586 | 直接 | |
| 2022/11/30 | Common Stock | S賣出處分 | −3,897 | $171.60F4 | −$668,725.2 | 5,428,689 | 直接 | |
| 2022/11/30 | Common Stock | S賣出處分 | −2,410 | $172.57F5 | −$415,893.7 | 5,426,279 | 直接 | |
| 2022/11/30 | Common Stock | S賣出處分 | −1,578 | $173.91F6 | −$274,429.98 | 5,424,701 | 直接 | |
| 2022/11/30 | Common Stock | S賣出處分 | −5,676 | $174.80F7 | −$992,164.8 | 5,419,025 | 直接 | |
| 2022/11/30 | Common Stock | S賣出處分 | −6,263 | $175.80F8 | −$1,101,035.4 | 5,412,762 | 直接 | |
| 2022/11/30 | Common Stock | S賣出處分 | −816 | $176.36F9 | −$143,909.76 | 5,411,946 | 直接 | |
| 2022/12/1 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/12/1 | Common Stock | S賣出處分 | −11,712 | $179.62F10 | −$2,103,709.44 | 5,440,234 | 直接 | |
| 2022/12/1 | Common Stock | S賣出處分 | −12,331 | $180.53F11 | −$2,226,115.43 | 5,427,903 | 直接 | |
| 2022/12/1 | Common Stock | S賣出處分 | −6,321 | $181.58F12 | −$1,147,767.18 | 5,421,582 | 直接 | |
| 2022/12/1 | Common Stock | S賣出處分 | −7,832 | $182.65F13 | −$1,430,514.8 | 5,413,750 | 直接 | |
| 2022/12/1 | Common Stock | S賣出處分 | −1,804 | $183.46F14 | −$330,961.84 | 5,411,946 | 直接 | |
| 2022/12/1 | Common Stock | S賣出處分 | −10,000 | $173.41 | −$1,734,100 | 6,604,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/30 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 2,387,155 | 直接 | |
| 2022/12/1 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 2,347,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $169.12 to $170.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $170.14 to $171.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $171.15 to $172.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $172.19 to $173.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $173.20 to $174.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $174.22 to $175.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $175.23 to $176.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $176.27 to $176.49. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $179.10 to $180.10. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $180.11 to $181.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $181.12 to $182.12. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.16 to $183.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $183.21 to $183.84. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。