Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/11/18 申報
- 申報編號
- 0001127602-22-026035
- 申報時間
- 2022/11/18
- 交易日
- 2022/11/16-11/17
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,649 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/16 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/11/16 | Common Stock | S賣出處分 | −13,340 | $183.70F2 | −$2,450,558 | 5,438,606 | 直接 | |
| 2022/11/16 | Common Stock | S賣出處分 | −3,460 | $184.45F3 | −$638,197 | 5,435,146 | 直接 | |
| 2022/11/16 | Common Stock | S賣出處分 | −23,100 | $185.55F4 | −$4,286,205 | 5,412,046 | 直接 | |
| 2022/11/16 | Common Stock | S賣出處分 | −100 | $186.12 | −$18,612 | 5,411,946 | 直接 | |
| 2022/11/17 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/11/17 | Common Stock | S賣出處分 | −5,255 | $180.31F5 | −$947,529.05 | 5,446,691 | 直接 | |
| 2022/11/17 | Common Stock | S賣出處分 | −11,822 | $181.19F6 | −$2,142,028.18 | 5,434,869 | 直接 | |
| 2022/11/17 | Common Stock | S賣出處分 | −6,298 | $182.37F7 | −$1,148,566.26 | 5,428,571 | 直接 | |
| 2022/11/17 | Common Stock | S賣出處分 | −12,947 | $183.23F8 | −$2,372,278.81 | 5,415,624 | 直接 | |
| 2022/11/17 | Common Stock | S賣出處分 | −3,678 | $184.13F9 | −$677,230.14 | 5,411,946 | 直接 | |
| 2022/11/17 | Common Stock | S賣出處分 | −10,000 | $181.33 | −$1,813,300 | 6,624,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/16 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 2,547,155 | 直接 | |
| 2022/11/17 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 2,507,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $183.02 to $184.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $184.03 to $185.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $185.10 to $186.10. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $179.69 to $180.68. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $180.71 to $181.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $181.74 to $182.74. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.75 to $183.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $183.80 to $184.44. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。