Macmillan Stephen P 的 Form 4 申報
Hologic IncHOLX，2022/11/14 申報
- 申報編號
- 0001127602-22-025510
- 申報時間
- 2022/11/14
- 交易日
- 2022/11/9-11/11
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,048 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Macmillan Stephen PCIK 0001239351 | 董事、高階主管（董事長、總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/9 | Common Stock | F扣股繳稅處分 | −5,776 | $72.11 | −$416,507.36 | 2,486,825 | 直接 | |
| 2022/11/11 | Common Stock | S賣出處分 | −43,000 | $75.64F3 | −$3,252,520 | 2,443,825 | 直接 | |
| 2022/11/11 | Common Stock | M行使選擇權取得 | +95,422 | $26.21 | +$2,501,010.62 | 2,539,247 | 直接 | |
| 2022/11/11 | Common Stock | S賣出處分 | −52,529 | $75.57F4 | −$3,969,616.53 | 2,486,718 | 直接 | |
| 2022/11/11 | Common Stock | S賣出處分 | −42,893 | $75.94F5 | −$3,257,294.42 | 2,443,825 | 直接 | |
| 2022/11/11 | Common Stock | F扣股繳稅處分 | −96,355 | $75.93 | −$7,316,235.15 | 2,347,470 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/11 | Common Stock | M行使選擇權處分 | −95,422 | $0.00 | $0 | 95,422 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $75.00 to $76.00 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $75.00 to $75.935 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $75.94 to $76.07 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。