Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/11/14 申報
- 申報編號
- 0001127602-22-025504
- 申報時間
- 2022/11/14
- 交易日
- 2022/11/9-11/10
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 16 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,490 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/9 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/11/9 | Common Stock | S賣出處分 | −4,552 | $163.40F2 | −$743,796.8 | 5,447,394 | 直接 | |
| 2022/11/9 | Common Stock | S賣出處分 | −7,994 | $164.13F3 | −$1,312,055.22 | 5,439,400 | 直接 | |
| 2022/11/9 | Common Stock | S賣出處分 | −4,987 | $165.44F4 | −$825,049.28 | 5,434,413 | 直接 | |
| 2022/11/9 | Common Stock | S賣出處分 | −14,255 | $166.28F5 | −$2,370,321.4 | 5,420,158 | 直接 | |
| 2022/11/9 | Common Stock | S賣出處分 | −5,112 | $167.37F6 | −$855,595.44 | 5,415,046 | 直接 | |
| 2022/11/9 | Common Stock | S賣出處分 | −2,200 | $168.30F7 | −$370,260 | 5,412,846 | 直接 | |
| 2022/11/9 | Common Stock | S賣出處分 | −900 | $169.15F8 | −$152,235 | 5,411,946 | 直接 | |
| 2022/11/10 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/11/10 | Common Stock | S賣出處分 | −200 | $162.25F9 | −$32,450 | 5,451,746 | 直接 | |
| 2022/11/10 | Common Stock | S賣出處分 | −12,800 | $164.02F10 | −$2,099,456 | 5,438,946 | 直接 | |
| 2022/11/10 | Common Stock | S賣出處分 | −12,600 | $165.28F11 | −$2,082,528 | 5,426,346 | 直接 | |
| 2022/11/10 | Common Stock | S賣出處分 | −6,800 | $166.70F12 | −$1,133,560 | 5,419,546 | 直接 | |
| 2022/11/10 | Common Stock | S賣出處分 | −6,114 | $167.53F13 | −$1,024,278.42 | 5,413,432 | 直接 | |
| 2022/11/10 | Common Stock | S賣出處分 | −1,486 | $168.49F14 | −$250,376.14 | 5,411,946 | 直接 | |
| 2022/11/10 | Common Stock | S賣出處分 | −10,000 | $164.43 | −$1,644,300 | 6,634,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/9 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 2,627,155 | 直接 | |
| 2022/11/10 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 2,587,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $162.74 to $163.74. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $163.75 to $164.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $164.83 to $165.81. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $165.85 to $166.84. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $166.86 to $167.86. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $167.87 to $168.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $168.89 to $169.52. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $161.89 to $162.61. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $163.73 to $164.33. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $164.80 to $165.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $165.89 to $166.74. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $166.95 to $167.63. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $168.08 to $168.87. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。