Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/11/4 申報
- 申報編號
- 0001127602-22-024968
- 申報時間
- 2022/11/4
- 交易日
- 2022/11/2-11/3
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 18 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,338 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/2 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −2,435 | $148.91F2 | −$362,595.85 | 5,449,511 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −5,687 | $150.01F3 | −$853,106.87 | 5,443,824 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −700 | $150.98F4 | −$105,686 | 5,443,124 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −1,076 | $152.03F5 | −$163,584.28 | 5,442,048 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −15,368 | $153.25F6 | −$2,355,146 | 5,426,680 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −13,567 | $154.16F7 | −$2,091,488.72 | 5,413,113 | 直接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −1,167 | $154.89F8 | −$180,756.63 | 5,411,946 | 直接 | |
| 2022/11/3 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −2,309 | $143.87F9 | −$332,195.83 | 5,449,637 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −5,096 | $144.89F10 | −$738,359.44 | 5,444,541 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −8,520 | $145.75F11 | −$1,241,790 | 5,436,021 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −4,613 | $146.65F12 | −$676,496.45 | 5,431,408 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −3,800 | $147.85F13 | −$561,830 | 5,427,608 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −13,762 | $148.86F14 | −$2,048,611.32 | 5,413,846 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −1,800 | $149.90F15 | −$269,820 | 5,412,046 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −100 | $150.60 | −$15,060 | 5,411,946 | 直接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −10,000 | $138.61 | −$1,386,100 | 6,644,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/2 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 2,707,155 | 直接 | |
| 2022/11/3 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 2,667,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $148.40 to $149.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $149.41 to $150.38. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $150.43 to $151.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $151.46 to $152.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $152.61 to $153.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $153.63 to $154.63. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $154.68 to $155.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.24 to $144.22. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.28 to $145.27. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $145.30 to $146.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $146.31 to $147.31. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $147.35 to $148.35. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $148.36 to $149.33. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $149.47 to $150.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。