Bancel Stephane 的 Form 4 申報

Moderna, Inc.（MRNA），2022/10/28 申報

申報編號: 0001127602-22-024460
申報時間: 2022/10/28
交易日: 2022/10/26-10/27
申報延遲: 2 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 11 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,288 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Bancel StephaneCIK 0001443340	董事、高階主管（執行長）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2022/10/26	Common Stock	M行使選擇權取得	+40,000	$0.99	+$39,600	5,451,946	直接
2022/10/26	Common Stock	S賣出處分	−15,683	$141.34^F2	−$2,216,635.22	5,436,263	直接
2022/10/26	Common Stock	S賣出處分	−10,121	$142.21^F3	−$1,439,307.41	5,426,142	直接
2022/10/26	Common Stock	S賣出處分	−2,978	$143.23^F4	−$426,538.94	5,423,164	直接
2022/10/26	Common Stock	S賣出處分	−9,815	$144.13^F5	−$1,414,635.95	5,413,349	直接
2022/10/26	Common Stock	S賣出處分	−1,403	$145.01^F6	−$203,449.03	5,411,946	直接
2022/10/27	Common Stock	M行使選擇權取得	+40,000	$0.99	+$39,600	5,451,946	直接
2022/10/27	Common Stock	S賣出處分	−14,748	$143.05^F7	−$2,109,701.4	5,437,198	直接
2022/10/27	Common Stock	S賣出處分	−24,252	$143.90^F8	−$3,489,862.8	5,412,946	直接
2022/10/27	Common Stock	S賣出處分	−1,000	$144.96^F9	−$144,960	5,411,946	直接
2022/10/27	Common Stock	S賣出處分	−10,000	$143.38	−$1,433,800	6,654,880	間接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2022/10/26	Common Stock	M行使選擇權處分	−40,000	$0.00	$0	2,787,155	直接
2022/10/27	Common Stock	M行使選擇權處分	−40,000	$0.00	$0	2,747,155	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.72 to $141.72. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.73 to $142.73. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.74 to $143.73. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.77 to $144.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.81 to $145.35. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.54 to $143.51. Full information regarding the number of shares sold at each separate price can befurnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.55 to $144.53. Full information regarding the number of shares sold at each separate price can befurnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.78 to $145.16. Full information regarding the number of shares sold at each separate price can befurnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）