Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/10/21 申報
- 申報編號
- 0001127602-22-024246
- 申報時間
- 2022/10/21
- 交易日
- 2022/10/19-10/20
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,107 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/19 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/10/19 | Common Stock | S賣出處分 | −14,280 | $123.74F2 | −$1,767,007.2 | 5,437,666 | 直接 | |
| 2022/10/19 | Common Stock | S賣出處分 | −9,738 | $124.60F3 | −$1,213,354.8 | 5,427,928 | 直接 | |
| 2022/10/19 | Common Stock | S賣出處分 | −4,333 | $125.54F4 | −$543,964.82 | 5,423,595 | 直接 | |
| 2022/10/19 | Common Stock | S賣出處分 | −3,585 | $126.83F5 | −$454,685.55 | 5,420,010 | 直接 | |
| 2022/10/19 | Common Stock | S賣出處分 | −4,645 | $127.64F6 | −$592,887.8 | 5,415,365 | 直接 | |
| 2022/10/19 | Common Stock | S賣出處分 | −3,419 | $128.73F7 | −$440,127.87 | 5,411,946 | 直接 | |
| 2022/10/20 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/10/20 | Common Stock | S賣出處分 | −10,387 | $118.98F8 | −$1,235,845.26 | 5,441,559 | 直接 | |
| 2022/10/20 | Common Stock | S賣出處分 | −4,427 | $119.67F9 | −$529,779.09 | 5,437,132 | 直接 | |
| 2022/10/20 | Common Stock | S賣出處分 | −15,786 | $121.08F10 | −$1,911,368.88 | 5,421,346 | 直接 | |
| 2022/10/20 | Common Stock | S賣出處分 | −1,800 | $122.26F11 | −$220,068 | 5,419,546 | 直接 | |
| 2022/10/20 | Common Stock | S賣出處分 | −6,200 | $123.04F12 | −$762,848 | 5,413,346 | 直接 | |
| 2022/10/20 | Common Stock | S賣出處分 | −1,400 | $123.77F13 | −$173,278 | 5,411,946 | 直接 | |
| 2022/10/20 | Common Stock | S賣出處分 | −10,000 | $122.94 | −$1,229,400 | 6,664,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/19 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 2,867,155 | 直接 | |
| 2022/10/20 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 2,827,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $123.05 to $124.02. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $124.10 to $125.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $125.12 to $126.10. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $126.23 to $127.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $127.25 to $128.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $128.27 to $129.10. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $118.40 to $119.39. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $119.41 to $120.39. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $120.43 to $121.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $121.58 to $122.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $122.59 to $123.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $123.60 to $124.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。