Bancel Stephane 的 Form 4 申報

Moderna, Inc.（MRNA），2022/10/14 申報

申報編號: 0001127602-22-023939
申報時間: 2022/10/14
交易日: 2022/10/12-10/13
申報延遲: 2 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 16 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,189 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Bancel StephaneCIK 0001443340	董事、高階主管（執行長）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2022/10/12	Common Stock	M行使選擇權取得	+40,000	$0.99	+$39,600	5,451,946	直接
2022/10/12	Common Stock	S賣出處分	−15,789	$130.74^F2	−$2,064,253.86	5,436,157	直接
2022/10/12	Common Stock	S賣出處分	−4,824	$131.85^F3	−$636,044.4	5,431,333	直接
2022/10/12	Common Stock	S賣出處分	−8,682	$132.95^F4	−$1,154,271.9	5,422,651	直接
2022/10/12	Common Stock	S賣出處分	−7,210	$133.90^F5	−$965,419	5,415,441	直接
2022/10/12	Common Stock	S賣出處分	−3,495	$134.81^F6	−$471,160.95	5,411,946	直接
2022/10/13	Common Stock	M行使選擇權取得	+40,000	$0.99	+$39,600	5,451,946	直接
2022/10/13	Common Stock	S賣出處分	−3,500	$128.37^F7	−$449,295	5,448,446	直接
2022/10/13	Common Stock	S賣出處分	−1,472	$129.16^F8	−$190,123.52	5,446,974	直接
2022/10/13	Common Stock	S賣出處分	−1,160	$130.30^F9	−$151,148	5,445,814	直接
2022/10/13	Common Stock	S賣出處分	−968	$131.19^F10	−$126,991.92	5,444,846	直接
2022/10/13	Common Stock	S賣出處分	−3,800	$132.78^F11	−$504,564	5,441,046	直接
2022/10/13	Common Stock	S賣出處分	−13,640	$133.63^F12	−$1,822,713.2	5,427,406	直接
2022/10/13	Common Stock	S賣出處分	−9,895	$134.57^F13	−$1,331,570.15	5,417,511	直接
2022/10/13	Common Stock	S賣出處分	−5,565	$135.43^F14	−$753,667.95	5,411,946	直接
2022/10/13	Common Stock	S賣出處分	−10,000	$126.51	−$1,265,100	6,674,880	間接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2022/10/12	Common Stock	M行使選擇權處分	−40,000	$0.00	$0	2,947,155	直接
2022/10/13	Common Stock	M行使選擇權處分	−40,000	$0.00	$0	2,907,155	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.43 to $131.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $131.44 to $132.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $132.47 to $133.47. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $133.48 to $134.46. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $134.50 to $135.50. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $127.77 to $128.72. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $128.78 to $129.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.92 to $130.59. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

F10

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.97 to $131.68. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

F11

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $132.08 to $133.07. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

F12

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $133.10 to $134.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

F13

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $134.11 to $135.10. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

F14

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $135.12 to $135.84. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）