Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/9/30 申報
- 申報編號
- 0001127602-22-023122
- 申報時間
- 2022/9/30
- 交易日
- 2022/9/28-9/29
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,079 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/28 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/9/28 | Common Stock | S賣出處分 | −19,223 | $122.30F2 | −$2,350,972.9 | 5,432,723 | 直接 | |
| 2022/9/28 | Common Stock | S賣出處分 | −13,099 | $123.41F3 | −$1,616,547.59 | 5,419,624 | 直接 | |
| 2022/9/28 | Common Stock | S賣出處分 | −7,678 | $124.36F4 | −$954,836.08 | 5,411,946 | 直接 | |
| 2022/9/29 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/9/29 | Common Stock | S賣出處分 | −9,270 | $115.76F5 | −$1,073,095.2 | 5,442,676 | 直接 | |
| 2022/9/29 | Common Stock | S賣出處分 | −18,415 | $116.66F6 | −$2,148,293.9 | 5,424,261 | 直接 | |
| 2022/9/29 | Common Stock | S賣出處分 | −12,015 | $117.70F7 | −$1,414,165.5 | 5,412,246 | 直接 | |
| 2022/9/29 | Common Stock | S賣出處分 | −300 | $118.19F8 | −$35,457 | 5,411,946 | 直接 | |
| 2022/9/29 | Common Stock | S賣出處分 | −10,000 | $119.82 | −$1,198,200 | 6,694,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/28 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,107,155 | 直接 | |
| 2022/9/29 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,067,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $121.96 to $122.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $122.97 to $123.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $123.98 to $124.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $115.12 to $116.12. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $116.13 to $117.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $117.15 to $118.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $118.19 to $118.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。