Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/9/16 申報
- 申報編號
- 0001127602-22-022542
- 申報時間
- 2022/9/16
- 交易日
- 2022/9/14-9/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,242 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/14 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/9/14 | Common Stock | S賣出處分 | −8,194 | $137.08F2 | −$1,123,233.52 | 5,443,752 | 直接 | |
| 2022/9/14 | Common Stock | S賣出處分 | −15,854 | $138.44F3 | −$2,194,827.76 | 5,427,898 | 直接 | |
| 2022/9/14 | Common Stock | S賣出處分 | −7,030 | $139.50F4 | −$980,685 | 5,420,868 | 直接 | |
| 2022/9/14 | Common Stock | S賣出處分 | −7,822 | $140.47F5 | −$1,098,756.34 | 5,413,046 | 直接 | |
| 2022/9/14 | Common Stock | S賣出處分 | −1,100 | $141.31F6 | −$155,441 | 5,411,946 | 直接 | |
| 2022/9/15 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −10,960 | $136.14F7 | −$1,492,094.4 | 5,440,986 | 直接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −17,721 | $137.10F8 | −$2,429,549.1 | 5,423,265 | 直接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −11,319 | $138.07F9 | −$1,562,814.33 | 5,411,946 | 直接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −10,000 | $138.62 | −$1,386,200 | 6,714,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/14 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,267,155 | 直接 | |
| 2022/9/15 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,227,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.88 to $137.87. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.89 to $138.87. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.92 to $139.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.94 to $140.93. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.98 to $141.52. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $135.66 to $136.66. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.67 to $137.67. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.68 to $138.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。