Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/9/9 申報
- 申報編號
- 0001127602-22-022250
- 申報時間
- 2022/9/9
- 交易日
- 2022/9/7-9/8
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,232 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/7 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/9/7 | Common Stock | S賣出處分 | −19,167 | $133.02F2 | −$2,549,594.34 | 5,432,779 | 直接 | |
| 2022/9/7 | Common Stock | S賣出處分 | −10,320 | $133.86F3 | −$1,381,435.2 | 5,422,459 | 直接 | |
| 2022/9/7 | Common Stock | S賣出處分 | −10,513 | $134.71F4 | −$1,416,206.23 | 5,411,946 | 直接 | |
| 2022/9/8 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/9/8 | Common Stock | S賣出處分 | −5,781 | $138.51F5 | −$800,726.31 | 5,446,165 | 直接 | |
| 2022/9/8 | Common Stock | S賣出處分 | −10,179 | $139.41F6 | −$1,419,054.39 | 5,435,986 | 直接 | |
| 2022/9/8 | Common Stock | S賣出處分 | −18,909 | $140.39F7 | −$2,654,634.51 | 5,417,077 | 直接 | |
| 2022/9/8 | Common Stock | S賣出處分 | −4,231 | $141.61F8 | −$599,151.91 | 5,412,846 | 直接 | |
| 2022/9/8 | Common Stock | S賣出處分 | −900 | $142.15F9 | −$127,935 | 5,411,946 | 直接 | |
| 2022/9/8 | Common Stock | S賣出處分 | −10,000 | $136.72 | −$1,367,200 | 6,724,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/7 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,347,155 | 直接 | |
| 2022/9/8 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,307,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $132.41 to $133.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $133.42 to $134.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $134.45 to $135.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.00 to $139.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.01 to $140.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.02 to $141.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.03 to $142.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.05 to $140.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。