Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/9/2 申報
- 申報編號
- 0001127602-22-021994
- 申報時間
- 2022/9/2
- 交易日
- 2022/8/31-9/1
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,201 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/31 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/8/31 | Common Stock | S賣出處分 | −15,024 | $132.34F2 | −$1,988,276.16 | 5,436,922 | 直接 | |
| 2022/8/31 | Common Stock | S賣出處分 | −9,501 | $133.16F3 | −$1,265,153.16 | 5,427,421 | 直接 | |
| 2022/8/31 | Common Stock | S賣出處分 | −4,932 | $134.51F4 | −$663,403.32 | 5,422,489 | 直接 | |
| 2022/8/31 | Common Stock | S賣出處分 | −3,877 | $135.15F5 | −$523,976.55 | 5,418,612 | 直接 | |
| 2022/8/31 | Common Stock | S賣出處分 | −2,866 | $136.47F6 | −$391,123.02 | 5,415,746 | 直接 | |
| 2022/8/31 | Common Stock | S賣出處分 | −3,800 | $137.24F7 | −$521,512 | 5,411,946 | 直接 | |
| 2022/9/1 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/9/1 | Common Stock | S賣出處分 | −19,500 | $132.88F8 | −$2,591,160 | 5,432,446 | 直接 | |
| 2022/9/1 | Common Stock | S賣出處分 | −13,000 | $133.87F9 | −$1,740,310 | 5,419,446 | 直接 | |
| 2022/9/1 | Common Stock | S賣出處分 | −7,500 | $134.97F10 | −$1,012,275 | 5,411,946 | 直接 | |
| 2022/9/1 | Common Stock | S賣出處分 | −10,000 | $131.13 | −$1,311,300 | 6,734,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/31 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,427,155 | 直接 | |
| 2022/9/1 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,387,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $131.76 to $132.74. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $132.77 to $133.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $133.81 to $134.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $134.83 to $135.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $135.93 to $136.92. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.95 to $137.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $132.51 to $133.11. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $133.62 to $134.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $134.79 to $134.98. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。