Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/8/19 申報
- 申報編號
- 0001127602-22-021390
- 申報時間
- 2022/8/19
- 交易日
- 2022/8/17-8/18
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 14 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,397 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/17 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/8/17 | Common Stock | S賣出處分 | −15,521 | $158.30F2 | −$2,456,974.3 | 5,436,425 | 直接 | |
| 2022/8/17 | Common Stock | S賣出處分 | −16,513 | $159.15F3 | −$2,628,043.95 | 5,419,912 | 直接 | |
| 2022/8/17 | Common Stock | S賣出處分 | −7,566 | $160.14F4 | −$1,211,619.24 | 5,412,346 | 直接 | |
| 2022/8/17 | Common Stock | S賣出處分 | −300 | $161.14F5 | −$48,342 | 5,412,046 | 直接 | |
| 2022/8/17 | Common Stock | S賣出處分 | −100 | $161.91 | −$16,191 | 5,411,946 | 直接 | |
| 2022/8/18 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/8/18 | Common Stock | S賣出處分 | −5,744 | $149.34F6 | −$857,808.96 | 5,446,202 | 直接 | |
| 2022/8/18 | Common Stock | S賣出處分 | −15,521 | $150.11F7 | −$2,329,857.31 | 5,430,681 | 直接 | |
| 2022/8/18 | Common Stock | S賣出處分 | −6,177 | $150.93F8 | −$932,294.61 | 5,424,504 | 直接 | |
| 2022/8/18 | Common Stock | S賣出處分 | −6,603 | $152.14F9 | −$1,004,580.42 | 5,417,901 | 直接 | |
| 2022/8/18 | Common Stock | S賣出處分 | −4,755 | $153.12F10 | −$728,085.6 | 5,413,146 | 直接 | |
| 2022/8/18 | Common Stock | S賣出處分 | −1,200 | $153.98F11 | −$184,776 | 5,411,946 | 直接 | |
| 2022/8/18 | Common Stock | S賣出處分 | −10,000 | $157.00 | −$1,570,000 | 6,754,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/17 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,587,155 | 直接 | |
| 2022/8/18 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,547,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $157.71 to $158.71. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $158.72 to $159.68. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $159.76 to $160.67. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $160.87 to $161.54. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $148.58 to $149.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $149.59 to $150.59. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $150.60 to $151.59. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $151.63 to $152.62. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $152.66 to $153.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $153.71 to $154.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。