Singh Rajeev 的 Form 4/A 修正申報
修正Accolade, Inc.（ACCD），2022/8/18 申報
- 申報編號
- 0001127602-22-021300
- 申報時間
- 2022/8/18
- 交易日
- 2022/8/16-8/17
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/8/18
這份申報列了 2 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $2,876.84。交易後 2 天申報。
這份修正申報取代了 0001127602-22-021289（2022/8/18 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Singh RajeevCIK 0001219071 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/16 | Common Stock | M行使選擇權取得 | +933 | –F1 | – | 150,630 | 直接 | |
| 2022/8/17 | Common Stock | S賣出處分 | −236 | $12.19 | −$2,876.84 | 150,394 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/16 | Common Stock | M行使選擇權處分 | −933 | –F4 | – | 31,717 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 16, 2022, and additional RSUs will vest monthly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "mandatory sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
- F3
The Reporting Person is a partner of Avanti Holdings, LLC and has voting and investment power with respect to the securities held by Avanti Holdings, LLC.
- F4
Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
表 II 有 1 筆交易的價格引用這則附註。
- F5
The shares subject to this RSU shall vest at a rate of twenty-five percent of the total number of shares on the one-year anniversary of June 16, 2021 (the "June 2021 Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the June 2021 Vesting Commencement Date thereafter for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the June 2021 Vesting Commencement Date.
- F6
The original Form 4, filed on August 18, 2022, is being amended by this Form 4/A solely to correct an administrative error, which reflected an incorrect balance in Table II, Box 9, for the subject Restricted Stock Units. This Form 4/A corrects such balance in Table II, Box 9.