Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/8/12 申報
- 申報編號
- 0001127602-22-020880
- 申報時間
- 2022/8/12
- 交易日
- 2022/8/10-8/11
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 17 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,561 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/10 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/8/10 | Common Stock | S賣出處分 | −7,290 | $170.93F2 | −$1,246,079.7 | 5,444,656 | 直接 | |
| 2022/8/10 | Common Stock | S賣出處分 | −15,158 | $171.81F3 | −$2,604,295.98 | 5,429,498 | 直接 | |
| 2022/8/10 | Common Stock | S賣出處分 | −10,161 | $172.90F4 | −$1,756,836.9 | 5,419,337 | 直接 | |
| 2022/8/10 | Common Stock | S賣出處分 | −6,891 | $173.73F5 | −$1,197,173.43 | 5,412,446 | 直接 | |
| 2022/8/10 | Common Stock | S賣出處分 | −500 | $174.38F6 | −$87,190 | 5,411,946 | 直接 | |
| 2022/8/11 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −7,599 | $171.72F7 | −$1,304,900.28 | 5,444,347 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −5,167 | $172.73F8 | −$892,495.91 | 5,439,180 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −4,007 | $173.68F9 | −$695,935.76 | 5,435,173 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −9,821 | $174.68F10 | −$1,715,532.28 | 5,425,352 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −3,106 | $175.61F11 | −$545,444.66 | 5,422,246 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −9,100 | $176.54F12 | −$1,606,514 | 5,413,146 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −500 | $177.46F13 | −$88,730 | 5,412,646 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −500 | $178.98F14 | −$89,490 | 5,412,146 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −200 | $179.54F15 | −$35,908 | 5,411,946 | 直接 | |
| 2022/8/11 | Common Stock | S賣出處分 | −10,000 | $174.23 | −$1,742,300 | 6,764,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/10 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,667,155 | 直接 | |
| 2022/8/11 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,627,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $170.29 to $171.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $171.30 to $172.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $172.31 to $173.31. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $173.32 to $174.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $174.34 to $174.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $171.15 to $172.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $172.17 to $173.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $173.18 to $174.18. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $174.19 to $175.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $175.21 to $176.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $176.22 to $177.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $177.32 to $177.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $178.41 to $179.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $179.50 to $179.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。