Singh Rajeev 的 Form 4/A 修正申報
修正Accolade, Inc.（ACCD），2022/8/4 申報
- 申報編號
- 0001127602-22-020466
- 申報時間
- 2022/8/4
- 交易日
- 2022/8/2
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/8/3
這份申報列了 4 筆非衍生性交易、3 筆衍生性交易。公開市場買進合計 $17.7 萬。交易後 2 天申報。
這份修正申報取代了 0001127602-22-020329（2022/8/3 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Singh RajeevCIK 0001219071 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/2 | Common Stock | P買進取得 | +17,500 | $10.09F2 | +$176,575 | 149,697 | 直接 | |
| 2022/8/2 | Common Stock | M行使選擇權取得 | +17,500 | $4.70 | +$82,250 | 132,197 | 直接 | |
| 2022/8/2 | Common Stock | M行使選擇權取得 | +47,620 | $4.20 | +$200,004 | 102,822 | 直接 | |
| 2022/8/2 | Common Stock | M行使選擇權取得 | +11,875 | $4.50 | +$53,437.5 | 114,697 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/2 | Common Stock | M行使選擇權處分 | −47,620 | $0.00 | $0 | 1,552,380 | 直接 | |
| 2022/8/2 | Common Stock | M行使選擇權處分 | −11,875 | $0.00 | $0 | 18,125 | 直接 | |
| 2022/8/2 | Common Stock | M行使選擇權處分 | −17,500 | $0.00 | $0 | 12,500 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The original Form 4, filed on August 3, 2022, is being amended by this Form 4/A solely to correct a typographical error, which in footnote 1 of the original Form 4 referred to "sale" prices when in fact the Reporting Person made stock purchases. This has been corrected in footnote 2 below in this Form 4/A reporting the price range for the purchases reflected herein.
- F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices within the range of $9.9600 to $10.1500, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range(s) set forth in this footnote of this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The Reporting Person is a partner of Avanti Holdings, LLC and has voting and investment power with respect to the securities held by Avanti Holdings, LLC.
- F4
The shares subject to this option shall vest at a rate of twenty-five percent of the total number of shares on the one-year anniversary of October 30, 2015 (the "October 2015 Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the October 2015 Vesting Commencement Date thereafter for so long as the Reporting Person remains an employee or consultant of the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the October 2015 Vesting Commencement Date.
- F5
The shares subject to this option shall vest at a rate of twenty-five percent of the total number of shares on the one-year anniversary of July 26, 2017 (the "July 2017 Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the July 2017 Vesting Commencement Date thereafter for so long as the Reporting Person remains an employee or consultant of the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the July 2017 Vesting Commencement Date.
- F6
The shares subject to this option shall vest at a rate of twenty-five percent of the total number of shares on the one-year anniversary of April 1, 2018 (the "April 2018 Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the April 2018 Vesting Commencement Date thereafter for so long as the Reporting Person remains an employee or consultant of the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the April 2018 Vesting Commencement Date.