Pinchuk Nicholas T 的 Form 4 申報

Snap-on Inc（SNA），2022/6/2 申報

申報編號: 0001127602-22-016379
申報時間: 2022/6/2
交易日: 2022/6/1
申報延遲: 1 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 9 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $420.0 萬。交易後 1 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Pinchuk Nicholas TCIK 0001246136	董事、高階主管（董事長、總裁、執行長）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2022/6/1	Common Stock	M行使選擇權取得	+30,000	$79.04	+$2,371,200	641,516.75	直接
2022/6/1	Common Stock	S賣出處分	−7,620	$215.29^F3	−$1,640,509.8	633,896.75	直接
2022/6/1	Common Stock	S賣出處分	−5,032	$216.40^F4	−$1,088,924.8	628,864.75	直接
2022/6/1	Common Stock	S賣出處分	−4,541	$217.27^F5	−$986,623.07	624,323.75	直接
2022/6/1	Common Stock	S賣出處分	−701	$217.95^F6	−$152,782.95	623,622.75	直接
2022/6/1	Common Stock	S賣出處分	−600	$219.08^F7	−$131,448	623,022.75	直接
2022/6/1	Common Stock	S賣出處分	−200	$220.35	−$44,070	622,822.75	直接
2022/6/1	Common Stock	S賣出處分	−200	$221.79	−$44,358	622,622.75	直接
2022/6/1	Common Stock	S賣出處分	−500	$223.21^F8	−$111,605	622,122.75	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2022/6/1	Common Stock	M行使選擇權處分	−30,000	–^F11	–	100,000	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

This transaction was executed in multiple trades at prices ranging from $214.80 to $215.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

表 I 有 1 筆交易的價格引用這則附註。

This transaction was executed in multiple trades at prices ranging from $215.81 to $216.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

表 I 有 1 筆交易的價格引用這則附註。

This transaction was executed in multiple trades at prices ranging from $216.83 to $217.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

表 I 有 1 筆交易的價格引用這則附註。

This transaction was executed in multiple trades at prices ranging from $217.83 to $218.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

表 I 有 1 筆交易的價格引用這則附註。

This transaction was executed in multiple trades at prices ranging from $218.83 to $219.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

表 I 有 1 筆交易的價格引用這則附註。

This transaction was executed in multiple trades at prices ranging from $223.19 to $223.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

表 I 有 1 筆交易的價格引用這則附註。

F11

Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.

表 II 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）