Hoge Stephen 的 Form 4 申報
Moderna, Inc.（MRNA），2022/2/25 申報
- 申報編號
- 0001127602-22-006809
- 申報時間
- 2022/2/25
- 交易日
- 2022/2/23-2/24
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $280.0 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hoge StephenCIK 0001760669 | 高階主管（總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/2/23 | Common Stock | M行使選擇權取得 | +5,000 | $10.90 | +$54,500 | 1,615,791 | 直接 | |
| 2022/2/23 | Common Stock | M行使選擇權取得 | +10,000 | $0.99 | +$9,900 | 1,625,791 | 直接 | |
| 2022/2/23 | Common Stock | S賣出處分 | −1,802 | $135.69F2 | −$244,513.38 | 1,623,989 | 直接 | |
| 2022/2/23 | Common Stock | S賣出處分 | −3,698 | $136.80F3 | −$505,886.4 | 1,620,291 | 直接 | |
| 2022/2/23 | Common Stock | S賣出處分 | −2,300 | $137.83F4 | −$317,009 | 1,617,991 | 直接 | |
| 2022/2/23 | Common Stock | S賣出處分 | −800 | $138.98F5 | −$111,184 | 1,617,191 | 直接 | |
| 2022/2/23 | Common Stock | S賣出處分 | −100 | $139.67 | −$13,967 | 1,617,091 | 直接 | |
| 2022/2/23 | Common Stock | S賣出處分 | −200 | $141.19F6 | −$28,238 | 1,616,891 | 直接 | |
| 2022/2/23 | Common Stock | S賣出處分 | −800 | $142.32F7 | −$113,856 | 1,616,091 | 直接 | |
| 2022/2/23 | Common Stock | S賣出處分 | −5,300 | $144.60F8 | −$766,380 | 1,610,791 | 直接 | |
| 2022/2/24 | Common Stock | M行使選擇權取得 | +5,000 | $10.90 | +$54,500 | 1,615,791 | 直接 | |
| 2022/2/24 | Common Stock | S賣出處分 | −5,000 | $139.80 | −$699,000 | 1,610,791 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/2/23 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 131,972 | 直接 | |
| 2022/2/23 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 117,431 | 直接 | |
| 2022/2/24 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 126,972 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $135.28 to $136.11. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.32 to $137.27. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.53 to $138.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.65 to $139.44. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.70 to $141.67. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.90 to $142.72. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.34 to $145.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。