Hoge Stephen 的 Form 4 申報
Moderna, Inc.（MRNA），2021/9/27 申報
- 申報編號
- 0001127602-21-025886
- 申報時間
- 2021/9/27
- 交易日
- 2021/9/23-9/24
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 18 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $896.9 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hoge StephenCIK 0001760669 | 高階主管（總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/23 | Common Stock | M行使選擇權取得 | +5,000 | $10.90 | +$54,500 | 1,614,597 | 直接 | |
| 2021/9/23 | Common Stock | M行使選擇權取得 | +10,000 | $0.99 | +$9,900 | 1,624,597 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −5,100 | $439.45F2 | −$2,241,195 | 1,619,497 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −144 | $440.86F3 | −$63,483.84 | 1,619,353 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −34 | $443.90 | −$15,092.6 | 1,619,319 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −200 | $445.44F4 | −$89,088 | 1,619,119 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −554 | $447.27F5 | −$247,787.58 | 1,618,565 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −898 | $448.48F6 | −$402,735.04 | 1,617,667 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −100 | $449.60 | −$44,960 | 1,617,567 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −227 | $450.93F7 | −$102,361.11 | 1,617,340 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −600 | $452.25F8 | −$271,350 | 1,616,740 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −1,798 | $453.26F9 | −$814,961.48 | 1,614,942 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −1,856 | $454.26F10 | −$843,106.56 | 1,613,086 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −879 | $455.44F11 | −$400,331.76 | 1,612,207 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −1,554 | $456.45F12 | −$709,323.3 | 1,610,653 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −1,056 | $457.54F13 | −$483,162.24 | 1,609,597 | 直接 | |
| 2021/9/24 | Common Stock | M行使選擇權取得 | +5,000 | $10.90 | +$54,500 | 1,614,597 | 直接 | |
| 2021/9/24 | Common Stock | S賣出處分 | −5,000 | $448.04 | −$2,240,200 | 1,609,597 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/23 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 231,972 | 直接 | |
| 2021/9/23 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 317,431 | 直接 | |
| 2021/9/24 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 226,972 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $439.45 to $439.57. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $440.83 to $440.94. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $445.16 to $445.71. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $446.92 to $447.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $448.00 to $448.92. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $450.70 to $451.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $451.79 to $452.78. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $452.80 to $453.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $453.83 to $454.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $454.90 to $455.89. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $455.91 to $456.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $457.06 to $457.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。