Pagliari Aldo John 的 Form 4 申報
Snap-on Inc（SNA），2021/9/10 申報
- 申報編號
- 0001127602-21-025146
- 申報時間
- 2021/9/10
- 交易日
- 2021/9/9
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $108.8 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Pagliari Aldo JohnCIK 0001486096 | 高階主管（Sr VP - Finance & CFO） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/9 | Common Stock | M行使選擇權取得 | +8,000 | $60.00 | +$480,000 | 68,967.56 | 直接 | |
| 2021/9/9 | Common Stock | S賣出處分 | −1,398 | $220.14F3 | −$307,755.72 | 67,569.56 | 直接 | |
| 2021/9/9 | Common Stock | S賣出處分 | −914 | $221.03F4 | −$202,021.42 | 66,655.56 | 直接 | |
| 2021/9/9 | Common Stock | S賣出處分 | −2,100 | $222.26F5 | −$466,746 | 64,555.56 | 直接 | |
| 2021/9/9 | Common Stock | S賣出處分 | −500 | $222.71F6 | −$111,355 | 64,055.56 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/9 | Common Stock | M行使選擇權處分 | −8,000 | –F8 | – | 10,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $219.52 to $220.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $220.57 to $221.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $221.60 to $222.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $222.61 to $223.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.
表 II 有 1 筆交易的價格引用這則附註。