Riggs Kristen J 的 Form 4 申報
Hershey Co（HSY），2021/9/10 申報
- 申報編號
- 0001127602-21-025100
- 申報時間
- 2021/9/10
- 交易日
- 2021/9/8
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $66.5 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Riggs Kristen JCIK 0001799078 | 高階主管（SVP, Chief Growth Officer） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/8 | Common Stock | S賣出處分 | −810 | $176.00F2 | −$142,560 | 7,077 | 直接 | |
| 2021/9/8 | Common Stock | S賣出處分 | −534 | $176.55F3 | −$94,277.7 | 6,543 | 直接 | |
| 2021/9/8 | Common Stock | M行使選擇權取得 | +786 | $99.90 | +$78,521.4 | 7,329 | 直接 | |
| 2021/9/8 | Common Stock | S賣出處分 | −471 | $175.97F4 | −$82,881.87 | 6,858 | 直接 | |
| 2021/9/8 | Common Stock | S賣出處分 | −315 | $176.54F5 | −$55,610.1 | 6,543 | 直接 | |
| 2021/9/8 | Common Stock | M行使選擇權取得 | +444 | $90.39 | +$40,133.16 | 6,987 | 直接 | |
| 2021/9/8 | Common Stock | S賣出處分 | −280 | $175.99F6 | −$49,277.2 | 6,707 | 直接 | |
| 2021/9/8 | Common Stock | S賣出處分 | −164 | $176.54F7 | −$28,952.56 | 6,543 | 直接 | |
| 2021/9/8 | Common Stock | M行使選擇權取得 | +1,344 | $107.95 | +$145,084.8 | 7,887 | 直接 | |
| 2021/9/8 | Common Stock | S賣出處分 | −753 | $176.00F8 | −$132,528 | 7,134 | 直接 | |
| 2021/9/8 | Common Stock | S賣出處分 | −447 | $176.56F9 | −$78,922.32 | 6,687 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/8 | Common Stock | M行使選擇權處分 | −786 | $0.00 | $0 | 608 | 直接 | |
| 2021/9/8 | Common Stock | M行使選擇權處分 | −444 | $0.00 | $0 | 0 | 直接 | |
| 2021/9/8 | Common Stock | M行使選擇權處分 | −1,344 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $175.420 to $176.350. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person undertakes to provide information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $176.460 to $176.640. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person undertakes to provide information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $175.400 to $176.260. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person undertakes to provide information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $176.450 to $176.630. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person undertakes to provide information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $175.400 to $176.210. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person undertakes to provide information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $176.410 to $176.660. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person undertakes to provide information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $175.400 to $176.280. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person undertakes to provide information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $175.430 to $176.630. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person undertakes to provide information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。