Mahon Paul A 的 Form 4 申報
United Therapeutics Corp（UTHR），2021/9/2 申報
- 申報編號
- 0001127602-21-024792
- 申報時間
- 2021/9/2
- 交易日
- 2021/9/2
- 申報延遲
- 當天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $126.6 萬。交易當天就申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mahon Paul ACIK 0001231589 | 高階主管（執行副總裁、法務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/2 | Common Stock | M行使選擇權取得 | +6,000 | $111.00 | +$666,000 | 42,369 | 直接 | |
| 2021/9/2 | Common Stock | S賣出處分 | −3,000 | $210.17F2 | −$630,510 | 39,369 | 直接 | |
| 2021/9/2 | Common Stock | S賣出處分 | −1,700 | $211.34F3 | −$359,278 | 37,669 | 直接 | |
| 2021/9/2 | Common Stock | S賣出處分 | −1,224 | $212.17F4 | −$259,696.08 | 36,445 | 直接 | |
| 2021/9/2 | Common Stock | S賣出處分 | −76 | $212.89F5 | −$16,179.64 | 36,369 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/2 | Common Stock | M行使選擇權處分 | −6,000 | $0.00 | $0 | 69,458 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $209.80 to $210.78. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $210.81 to $211.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $211.84 to $212.59. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $212.86 to $212.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。