Hoge Stephen 的 Form 4 申報
Moderna, Inc.（MRNA），2021/8/25 申報
- 申報編號
- 0001127602-21-024308
- 申報時間
- 2021/8/25
- 交易日
- 2021/8/23-8/24
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 22 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $800.3 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hoge StephenCIK 0001760669 | 高階主管（總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/23 | Common Stock | M行使選擇權取得 | +5,000 | $10.90 | +$54,500 | 1,614,597 | 直接 | |
| 2021/8/23 | Common Stock | M行使選擇權取得 | +10,000 | $0.99 | +$9,900 | 1,624,597 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −300 | $389.39F2 | −$116,817 | 1,624,297 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −5,000 | $390.11 | −$1,950,550 | 1,619,297 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −400 | $392.68F3 | −$157,072 | 1,618,897 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −200 | $393.68F4 | −$78,736 | 1,618,697 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −300 | $395.11F5 | −$118,533 | 1,618,397 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −400 | $396.28F6 | −$158,512 | 1,617,997 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −200 | $396.89F7 | −$79,378 | 1,617,797 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −800 | $399.16F8 | −$319,328 | 1,616,997 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −725 | $400.84F9 | −$290,609 | 1,616,272 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −713 | $402.09F10 | −$286,690.17 | 1,615,559 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −1,585 | $403.07F11 | −$638,865.95 | 1,613,974 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −445 | $403.86F12 | −$179,717.7 | 1,613,529 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −400 | $405.08F13 | −$162,032 | 1,613,129 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −100 | $406.30 | −$40,630 | 1,613,029 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −800 | $407.98F14 | −$326,384 | 1,612,229 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −1,100 | $409.07F15 | −$449,977 | 1,611,129 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −974 | $410.22F16 | −$399,554.28 | 1,610,155 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −558 | $411.07F17 | −$229,377.06 | 1,609,597 | 直接 | |
| 2021/8/24 | Common Stock | M行使選擇權取得 | +5,000 | $10.90 | +$54,500 | 1,614,597 | 直接 | |
| 2021/8/24 | Common Stock | S賣出處分 | −5,000 | $403.98 | −$2,019,900 | 1,609,597 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/23 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 251,972 | 直接 | |
| 2021/8/23 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 357,431 | 直接 | |
| 2021/8/24 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 246,972 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $389.02 to $390.02. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $392.11 to $393.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $393.36 to $394.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $394.72 to $395.61. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $395.87 to $396.52. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $396.88 to $396.89. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $398.51 to $399.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $400.41 to $401.23. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $401.58 to $402.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $402.61 to $403.57. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $403.68 to $404.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $404.90 to $405.24. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $407.39 to $408.39. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $408.49 to $409.45 Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F16
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $409.72 to $410.71. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F17
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $410.87 to $411.57. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。