Kriger Adam M. 的 Form 4 申報

Funko, Inc.（FNKO），2021/8/27 申報

申報編號: 0001123292-21-001248
申報時間: 2021/8/27
交易日: 2021/8/25-8/26
申報延遲: 2 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 28 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $718.3 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Kriger Adam M.CIK 0001719491	董事

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2021/8/25	Class A Common Stock	C轉換取得	+75,553	–^F1	–	75,553	間接
2021/8/25	Class A Common Stock	S賣出處分	−75,553	$20.37^F5	−$1,539,014.61	0	間接
2021/8/25	Class A Common Stock	S賣出處分	−35,790	$20.37^F5	−$729,042.3	3,850,700	間接
2021/8/25	Class A Common Stock	S賣出處分	−15,091	$20.37^F5	−$307,403.67	1,623,630	間接
2021/8/25	Class A Common Stock	S賣出處分	−42,131	$20.37^F5	−$858,208.47	4,532,981	間接
2021/8/25	Class A Common Stock	S賣出處分	−41	$20.37^F5	−$835.17	15,219	間接
2021/8/25	Class B Common Stock	D交回公司處分	−75,553	–^F7	–	8,128,883	間接
2021/8/25	Class A Common Stock	C轉換取得	+60,311	–^F1	–	60,311	間接
2021/8/25	Class A Common Stock	S賣出處分	−60,311	$20.65^F8	−$1,245,422.15	0	間接
2021/8/25	Class A Common Stock	S賣出處分	−28,570	$20.65^F8	−$589,970.5	3,822,130	間接
2021/8/25	Class A Common Stock	S賣出處分	−12,046	$20.65^F8	−$248,749.9	1,611,584	間接
2021/8/25	Class A Common Stock	S賣出處分	−33,632	$20.65^F8	−$694,500.8	4,499,349	間接
2021/8/25	Class A Common Stock	S賣出處分	−32	$20.65^F8	−$660.8	15,187	間接
2021/8/25	Class B Common Stock	D交回公司處分	−60,311	–^F7	–	8,068,572	間接
2021/8/26	Class A Common Stock	C轉換取得	+11,360	–^F1	–	11,360	間接
2021/8/26	Class A Common Stock	S賣出處分	−11,360	$20.06^F9	−$227,881.6	0	間接
2021/8/26	Class A Common Stock	S賣出處分	−5,381	$20.06^F9	−$107,942.86	3,816,749	間接
2021/8/26	Class A Common Stock	S賣出處分	−2,269	$20.06^F9	−$45,516.14	1,609,315	間接
2021/8/26	Class A Common Stock	S賣出處分	−6,335	$20.06^F9	−$127,080.1	4,493,014	間接
2021/8/26	Class A Common Stock	S賣出處分	−6	$20.06^F9	−$120.36	15,181	間接
2021/8/26	Class B Common Stock	D交回公司處分	−11,360	–^F7	–	8,057,212	間接
2021/8/26	Class A Common Stock	C轉換取得	+10,029	–^F1	–	10,029	間接
2021/8/26	Class A Common Stock	S賣出處分	−10,029	$20.58^F10	−$206,396.82	0	間接
2021/8/26	Class A Common Stock	S賣出處分	−4,751	$20.58^F10	−$97,775.58	3,811,998	間接
2021/8/26	Class A Common Stock	S賣出處分	−2,003	$20.58^F10	−$41,221.74	1,607,312	間接
2021/8/26	Class A Common Stock	S賣出處分	−5,592	$20.58^F10	−$115,083.36	4,487,422	間接
2021/8/26	Class A Common Stock	S賣出處分	−5	$20.58^F10	−$102.9	15,176	間接
2021/8/26	Class B Common Stock	D交回公司處分	−10,029	–^F7	–	8,047,183	間接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式
2021/8/25	Class A common stock	C轉換處分	−75,553	–^F11	–	8,128,883	間接
2021/8/25	Class A common stock	C轉換處分	−60,311	–^F11	–	8,068,572	間接
2021/8/26	Class A common stock	C轉換處分	−11,360	–^F11	–	8,057,212	間接
2021/8/26	Class A common stock	C轉換處分	−10,029	–^F11	–	8,047,183	間接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

Represents the redemption by the Issuer of common units of Funko Acquisition Holdings, L.L.C. in exchange for newly-issued shares of Class A common stock on a one-for-one basis.

表 I 有 4 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (5), (8), (9) and (10) to this Form 4.

表 I 有 5 筆交易的價格引用這則附註。

Reflects the cancellation for no consideration of a number of shares of Class B common stock equal to the number of common units of Funko Acquisition Holdings, L.L.C. redeemed by the Issuer pursuant to their terms in connection with the redemption.

表 I 有 4 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.52 to $21.03, inclusive.

表 I 有 5 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.40, inclusive.

表 I 有 5 筆交易的價格引用這則附註。

F10

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.41 to $21.00, inclusive.

表 I 有 5 筆交易的價格引用這則附註。

F11

At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.

表 II 有 4 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）