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Dellomo Gino 的 Form 4 申報

Funko, Inc.（FNKO），2021/7/12 申報

申報編號
0001123292-21-001134
申報時間
2021/7/12
交易日
2021/7/8-7/12
申報延遲
4 天
10b5-1 計畫
表單沒有這欄（2023 年以前）

這份申報列了 21 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $208.6 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Dellomo GinoCIK 0001719469董事

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/7/8Class A Common StockC轉換取得+3,722–F1–3,722間接重複申報
2021/7/8Class A Common StockS賣出處分−3,722$20.26F5−$75,407.720間接重複申報
2021/7/8Class A Common StockS賣出處分−1,763$20.26F5−$35,718.383,915,959間接重複申報
2021/7/8Class A Common StockS賣出處分−743$20.26F5−$15,053.181,651,146間接重複申報
2021/7/8Class A Common StockS賣出處分−2,076$20.26F5−$42,059.764,609,801間接重複申報
2021/7/8Class A Common StockS賣出處分−2$20.26F5−$40.5215,294間接重複申報
2021/7/8Class B Common StockD交回公司處分−3,722–F7–8,266,644間接重複申報
2021/7/9Class A Common StockC轉換取得+30,033–F1–30,033間接重複申報
2021/7/9Class A Common StockS賣出處分−30,033$20.27F8−$608,768.910間接重複申報
2021/7/9Class A Common StockS賣出處分−14,227$20.27F8−$288,381.293,901,732間接重複申報
2021/7/9Class A Common StockS賣出處分−5,999$20.27F8−$121,599.731,645,147間接重複申報
2021/7/9Class A Common StockS賣出處分−16,747$20.27F8−$339,461.694,593,054間接重複申報
2021/7/9Class A Common StockS賣出處分−16$20.27F8−$324.3215,278間接重複申報
2021/7/9Class B Common StockD交回公司處分−30,033–F7–8,236,611間接重複申報
2021/7/12Class A Common StockC轉換取得+12,482–F1–12,482間接重複申報
2021/7/12Class A Common StockS賣出處分−12,482$20.08F9−$250,638.560間接重複申報
2021/7/12Class A Common StockS賣出處分−5,913$20.08F9−$118,733.043,895,819間接重複申報
2021/7/12Class A Common StockS賣出處分−2,493$20.08F9−$50,059.441,642,654間接重複申報
2021/7/12Class A Common StockS賣出處分−6,960$20.08F9−$139,756.84,586,094間接重複申報
2021/7/12Class A Common StockS賣出處分−7$20.08F9−$140.5615,271間接重複申報
2021/7/12Class B Common StockD交回公司處分−12,482–F7–8,224,129間接重複申報

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2021/7/8Class A common stockC轉換處分−3,722–F10–8,266,644間接重複申報
2021/7/9Class A common stockC轉換處分−30,033–F10–8,236,611間接重複申報
2021/7/12Class A common stockC轉換處分−12,482–F10–8,224,129間接重複申報

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

F1

Represents the redemption by the Issuer of common units of Funko Acquisition Holdings, L.L.C. in exchange for newly-issued shares of Class A common stock on a one-for-one basis.

表 I 有 3 筆交易的價格引用這則附註。

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (5), (8) and (9) to this Form 4.

表 I 有 5 筆交易的價格引用這則附註。

F7

Reflects the cancellation for no consideration of a number of shares of Class B common stock equal to the number of common units of Funko Acquisition Holdings, L.L.C. redeemed by the Issuer pursuant to their terms in connection with the redemption.

表 I 有 3 筆交易的價格引用這則附註。

F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.06 to $20.75, inclusive.

表 I 有 5 筆交易的價格引用這則附註。

F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.23, inclusive.

表 I 有 5 筆交易的價格引用這則附註。

F10

At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.

表 II 有 3 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 （在新分頁開啟）