Ye Guofu 的 Form 4 申報
MINISO Group Holding Ltd（MNSO），2026/9/21 申報
- 申報編號
- 0001104659-26-109290
- 申報時間
- 2026/9/21 16:03 ET
- 交易日
- 2026/9/17
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 1 筆衍生性交易。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Ye GuofuCIK 0001842281 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On September 17, 2026, Mini Investments SP1 Limited ("Mini Investments") entered into a prepaid variable share forward contract (the "Contract") with an unaffiliated third-party dealer (the "Dealer"). Pursuant to the Contract, Mini Investments agreed to deliver to the Dealer up to 21,600,000 ordinary shares of MINISO Group Holding Limited (the "Issuer") (equivalent to 5,400,000 American depositary shares, or "ADSs", each representing four ordinary shares of the Issuer) (the "Maximum Number of Shares"), or, at Mini Investments' election, an amount of cash payment, on each of up to 80 settlement dates. The Contract provides for an initial hedge period during which the Dealer will establish its hedge position.
表 II 有 1 筆交易的價格引用這則附註。
- F2
The price at which the Dealer establishes its hedge (the "Hedge Reference Price") will determine the final number of shares subject to the Contract (which may be less than, but will not exceed, the Maximum Number of Shares), as well as the prepayment amount and the floor and cap prices described below. In exchange for assuming this obligation, Mini Investments is entitled to receive a cash prepayment equal to the product of the final number of shares, the Hedge Reference Price, and a prepayment percentage specified in the Contract.
表 II 有 1 筆交易的價格引用這則附註。
- F3
In connection with the Contract, Mini Investments transferred the Maximum Number of Shares to the Dealer as credit support. The Dealer is obligated to pay to Mini Investments manufactured distribution amounts equal to 100% of any cash dividends declared on the Issuer's ordinary shares during the term of the Contract for the transferred shares subject to certain conditions. The transferred shares will be returned to Mini Investments upon settlement of the Contract, subject to netting. Any shares in excess of the final number of shares subject to the Contract will be returned to Mini Investments promptly following completion of the initial hedge period.
表 II 有 1 筆交易的價格引用這則附註。
- F4
The Contract is divided into up to 80 components, each with a separate valuation date and each covering an equal portion of the final number of shares subject to the Contract (each, the "Component Number of Shares"). The number of ordinary shares to be delivered by Mini Investments to the Dealer on each settlement date will be determined generally as follows: (a) if the volume-weighted average price per ordinary share of the Issuer on the relevant valuation date (the "Settlement Price") is less than or equal to a specified percentage of the Hedge Reference Price (the "Forward Floor Price"), Mini Investments will deliver a number of ordinary shares equal to the Component Number of Shares; (b) if the Settlement Price is greater than the Forward Floor Price but less than or equal to a higher specified percentage of the Hedge Reference Price (the "Forward Cap Price"),
表 II 有 1 筆交易的價格引用這則附註。
- F5
(Continued from footnote 4) Mini Investments will deliver a number of ordinary shares equal to the Component Number of Shares multiplied by a ratio equal to the Forward Floor Price divided by the Settlement Price; and (c) if the Settlement Price is greater than the Forward Cap Price, Mini Investments will deliver a number of ordinary shares equal to the Component Number of Shares multiplied by a fraction with a numerator equal to the sum of (A) the Forward Floor Price and (B) the excess, if any, of the Settlement Price over the Forward Cap Price, and a denominator equal to the Settlement Price.
表 II 有 1 筆交易的價格引用這則附註。
- F6
The per-share exercise price of the Contract is not determinable at the time the Contract is entered into because the number of shares deliverable at settlement depends on the Settlement Price. The scheduled valuation dates for the up to 80 components will be determined and confirmed following the initial hedge period, and each settlement date is the second Hong Kong Business Day after the relevant valuation date.
表 II 有 1 筆交易的價格引用這則附註。