Patel Dinesh V PH D 的 Form 4 申報
Protagonist Therapeutics, Inc（PTGX），2026/9/10 申報
- 申報編號
- 0001104659-26-106831
- 申報時間
- 2026/9/10 21:17 ET
- 交易日
- 2026/9/8-9/10
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $1,824 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Patel Dinesh V PH DCIK 0001120477 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/9/8 | Common Stock | M行使選擇權取得 | +54,174 | $21.58 | +$1,169,074.92 | 577,142 | 直接 | |
| 2026/9/8 | Common Stock | S賣出處分 | −54,174 | $145.87F2 | −$7,902,361.38 | 522,968 | 直接 | |
| 2026/9/9 | Common Stock | M行使選擇權取得 | +63,548 | $21.58 | +$1,371,365.84 | 586,516 | 直接 | |
| 2026/9/9 | Common Stock | S賣出處分 | −63,548 | $146.18F3 | −$9,289,446.64 | 522,968 | 直接 | |
| 2026/9/10 | Common Stock | M行使選擇權取得 | +7,278 | $21.58 | +$157,059.24 | 530,246 | 直接 | |
| 2026/9/10 | Common Stock | S賣出處分 | −7,278 | $144.10F4 | −$1,048,759.8 | 522,968 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/9/8 | Common Stock | M行使選擇權處分 | −54,174 | $0.00 | $0 | 70,826 | 直接 | |
| 2026/9/9 | Common Stock | M行使選擇權處分 | −63,548 | $0.00 | $0 | 7,278 | 直接 | |
| 2026/9/10 | Common Stock | M行使選擇權處分 | −7,278 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $142.00 to $147.29. Upon request by the staff of the U.S. Securities and Exchange Commission (the "SEC"), the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $144.49 to $151.27. Upon request by the staff of the SEC, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $142.51 to $145.19. Upon request by the staff of the SEC, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。