Nordhagen Arlen Dale 的 Form 4 申報
National Storage Affiliates Trust（NSA），2026/7/22 申報
- 申報編號
- 0001104659-26-085911
- 申報時間
- 2026/7/22 17:23 ET
- 交易日
- 2026/7/22
- 申報延遲
- 當天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆非衍生性交易、2 筆衍生性交易。交易當天就申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Nordhagen Arlen DaleCIK 0001639326 | 董事、高階主管（Vice Chairperson） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/7/22 | Common shares of beneficial interest, $0.01 par value | C轉換取得 | +4,631 | –F1 | – | 3,817,257 | 直接 | |
| 2026/7/22 | Common shares of beneficial interest, $0.01 par value | D交回公司處分 | −3,817,257 | –F1,F2 | – | 0 | 直接 | |
| 2026/7/22 | Common shares of beneficial interest, $0.01 par value | D交回公司處分 | −145,504 | –F2 | – | 0 | 間接 | |
| 2026/7/22 | Series A Preferred Shares | D交回公司處分 | −24,066 | –F4 | – | 0 | 直接 | |
| 2026/7/22 | Series A Preferred Shares | D交回公司處分 | −8,689 | –F4 | – | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
In connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of March 16, 2026 (the "Merger Agreement"), between the Issuer, Public Storage and certain other parties, each outstanding time-based long term incentive plan unit ("LTIP Unit") of NSA OP, LP (the "Partnership") that was granted to the Reporting Person in 2026 (such LTIP Units, the "2026 time-based LTIP Units") was converted on a one-for-one basis into an equal number of restricted common shares of beneficial interest, $0.01 par value, of the Issuer ("Restricted Shares").
表 I 有 2 筆、表 II 有 1 筆交易的價格引用這則附註。
- F2
Pursuant to the Merger Agreement, issued and outstanding common shares of beneficial interest, $0.01 par value of the Issuer, inclusive of Restricted Shares, were converted into the right to receive 0.1400 (the "Exchange Ratio") newly issued common shares of beneficial interest, par value $0.10 per share, of Public Storage and cash in lieu of any fractional shares. Certain Restricted Shares were surrendered to satisfy statutory minimum federal and state tax obligations associated with the vesting.
表 I 有 2 筆交易的價格引用這則附註。
- F4
Pursuant to the Merger Agreement, each issued and outstanding 6.000% Series A cumulative redeemable preferred share of beneficial interest, par value $0.01 per share ("Series A Preferred Shares"), of the Issuer was converted into the right to receive one newly issued share of 6.000% Cumulative Preferred Shares of beneficial interest, Series T, par value $0.01 per share, of Public Storage.
表 I 有 2 筆交易的價格引用這則附註。
- F7
At the effective time of the Partnership Merger, each vested LTIP Unit that was eligible for conversion was converted into one Class A unit of limited partnership interest in the Partnership ("Class A OP Unit") in accordance with the Merger Agreement.
表 II 有 2 筆交易的價格引用這則附註。
- F8
Pursuant to the Merger Agreement, each Class A OP Unit issued and outstanding immediately prior to the effective time of the Partnership Merger was (i) automatically converted into the right to receive a number of newly issued common units in Public Storage OP, L.P., equal to the Exchange Ratio or (ii), at the election of holders of Class A OP Units, redeemed in exchange for one newly issued unit in NSA OP JV, LLC which holds 80% of the equity of the joint venture with Public Storage that holds certain identified real estate assets contributed by the Partnership.
表 II 有 1 筆交易的價格引用這則附註。
- F10
Includes (i) certain LTIP Units previously reported on a fully converted basis, as Class A OP Units, which were subsequently converted into Restricted Shares (as described in Footnote 1 above) or deemed forfeited (as described in Footnote 6 above) and (ii) certain Class X common units of limited liability company interest and certain Class X common units of limited partnership interest, as applicable (collectively, "DownREIT Class X Units"), of Corona Universal Self Storage, Fontana Universal Self Storage, Universal Self Storage Hesperia LLC, Hesperia Universal Self Storage, Universal Self Storage Highland, Loma Linda Universal Self Storage, Universal Self Storage San Bernardino LLC, Upland Universal Self Storage, and SecurCare American Portfolio, LLC. DownREIT Class X Units may be redeemed on a one-for-one basis for Class A OP Units.
表 II 有 1 筆交易的價格引用這則附註。