ILVES Erika 的 Form 4 申報
TMC the metals Co Inc.（TMC），2025/9/24 申報
- 申報編號
- 0001104659-25-093050
- 申報時間
- 2025/9/24
- 交易日
- 2025/9/22-9/24
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆非衍生性交易、11 筆衍生性交易。公開市場賣出合計 $918.3 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| ILVES ErikaCIK 0001878778 | 高階主管（策略長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/9/22 | Common Shares | S賣出處分 | −1,591,485 | $5.77F1 | −$9,182,868.45 | 1,145,792 | 直接 | |
| 2025/9/23 | Common Shares | A公司授予取得 | +2,000,000 | $0.00 | $0 | 3,145,792 | 直接 | |
| 2025/9/24 | Common Shares | M行使選擇權取得 | +1,099,968 | $0.65 | +$714,979.2 | 4,245,760 | 直接 | |
| 2025/9/24 | Common Shares | M行使選擇權取得 | +262,109 | $0.65 | +$170,370.85 | 4,507,869 | 直接 | |
| 2025/9/24 | Common Shares | M行使選擇權取得 | +252,815 | $0.65 | +$164,329.75 | 4,760,684 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/9/24 | Common Shares | M行使選擇權處分 | −1,099,968 | –F8 | – | 0 | 直接 | |
| 2025/9/24 | Common Shares | M行使選擇權處分 | −262,109 | –F8 | – | 0 | 直接 | |
| 2025/9/24 | Common Shares | M行使選擇權處分 | −252,815 | –F8 | – | 758,444 | 直接 | |
| 2025/9/24 | Common Shares | M行使選擇權取得 | +35,233 | –F14 | – | 39,970 | 直接 | |
| 2025/9/24 | Common Shares | M行使選擇權取得 | +70,468 | –F14 | – | 79,941 | 直接 | |
| 2025/9/24 | Common Shares | M行使選擇權取得 | +70,468 | –F14 | – | 79,941 | 直接 | |
| 2025/9/24 | Common Shares | M行使選擇權取得 | +140,937 | –F14 | – | 159,884 | 直接 | |
| 2025/9/24 | Common Shares | M行使選擇權取得 | +140,937 | –F14 | – | 159,884 | 直接 | |
| 2025/9/24 | Common Shares | M行使選擇權取得 | +140,937 | –F14 | – | 159,884 | 直接 | |
| 2025/9/24 | Common Shares | M行使選擇權取得 | +176,172 | –F14 | – | 199,855 | 直接 | |
| 2025/9/24 | Common Shares | M行使選擇權取得 | +176,172 | –F14 | – | 199,855 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $5.68 to $5.91 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Received by the Reporting Person in connection with the September 9, 2021 business combination transaction as described in the Form 4 submitted by the Reporting Person on September 13, 2021.
表 II 有 3 筆交易的價格引用這則附註。
- F14
Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).
表 II 有 8 筆交易的價格引用這則附註。