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BIOS Fund I, LP 的 Form 4 申報

Lantern Pharma Inc.(LTRN),2025/6/13 申報

申報編號
0001104659-25-059106
申報時間
2025/6/13 06:06 ET
交易日
2025/6/10-6/12
申報延遲
3 天遲報
10b5-1 計畫
沒有勾選

這份申報列了 15 筆非衍生性交易。公開市場賣出合計 $20.8 萬。交易後 3 天才申報,超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
BIOS Fund I, LPCIK 0001697316持股 10% 以上大股東
BIOS Fund I QP, LPCIK 0001700297持股 10% 以上大股東
BIOS Fund II, LPCIK 0001714576持股 10% 以上大股東
BIOS Fund II QP, LPCIK 0001716869持股 10% 以上大股東
BIOS Fund II NT, LPCIK 0001728851持股 10% 以上大股東
Fletcher Aaron G.L.CIK 0001789490持股 10% 以上大股東
Bios Equity Partners II, LPCIK 0001813313持股 10% 以上大股東
Bios Equity Partners, LPCIK 0001813314持股 10% 以上大股東
BIOS Advisors GP, LLCCIK 0001813844持股 10% 以上大股東
BIOS Capital Management, LPCIK 0001813845持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2025/6/10Common StockS賣出處分−3$3.40−$10.2207,419間接重複申報
2025/6/11Common StockS賣出處分−171$3.40−$581.4207,248間接重複申報
2025/6/12Common StockS賣出處分−10,925$3.38F1−$36,926.5196,323間接重複申報
2025/6/10Common StockS賣出處分−5$3.40−$17354,625間接重複申報
2025/6/11Common StockS賣出處分−293$3.40−$996.2354,332間接重複申報
2025/6/12Common StockS賣出處分−18,678$3.38F1−$63,131.64335,654間接重複申報
2025/6/10Common StockS賣出處分−1$3.40−$3.454,791間接重複申報
2025/6/11Common StockS賣出處分−45$3.40−$15354,746間接重複申報
2025/6/12Common StockS賣出處分−2,886$3.38F1−$9,754.6851,860間接重複申報
2025/6/10Common StockS賣出處分−5$3.40−$17409,291間接重複申報
2025/6/11Common StockS賣出處分−338$3.40−$1,149.2408,953間接重複申報
2025/6/12Common StockS賣出處分−21,557$3.38F1−$72,862.66387,396間接重複申報
2025/6/10Common StockS賣出處分−2$3.40−$6.8125,330間接重複申報
2025/6/11Common StockS賣出處分−103$3.40−$350.2125,227間接重複申報
2025/6/12Common StockS賣出處分−6,601$3.38F1−$22,311.38118,626間接重複申報

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The price reported in Column 4 is a weighted average price. On June 12, 2025 each of Bios Fund I QP, LP ("Bios Fund I QP"), Bios Fund I, LP ("Bios Fund I"), Bios Fund II NT, LP ("Bios Fund II NT"), Bios Fund II QP, LP ("Bios Fund II QP") and Bios Fund II, LP ("Bios Fund II") sold shares in multiple transactions at prices ranging from $3.57 to $3.25, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Isser, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

表 I 有 5 筆交易的價格引用這則附註。

備註

This Form 4 is the first of two Forms 4 filed relating to the same event. The Form 4 has been split into two filings because there are more than 10 reporting persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 reporting person. The second Form 4 will be filed by Leslie W. Kreis as the designated filer.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)