Kalish Matthew 的 Form 4 申報
DraftKings Inc.（DKNG），2025/3/4 申報
- 申報編號
- 0001104659-25-020530
- 申報時間
- 2025/3/4
- 交易日
- 2025/3/1-3/4
- 申報延遲
- 3 天
- 10b5-1 計畫
- 有勾選
這份申報列了 21 筆非衍生性交易、9 筆衍生性交易。公開市場賣出合計 $1,763 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Kalish MatthewCIK 0001810190 | 董事、高階主管（見申報備註） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/1 | Class A Common Stock | M行使選擇權取得 | +22,059 | –F1 | – | 4,143,732 | 直接 | |
| 2025/3/1 | Class A Common Stock | F扣股繳稅處分 | −10,666 | $43.86 | −$467,810.76 | 4,133,066 | 直接 | |
| 2025/3/1 | Class A Common Stock | M行使選擇權取得 | +9,649 | –F2 | – | 4,142,715 | 直接 | |
| 2025/3/1 | Class A Common Stock | F扣股繳稅處分 | −4,666 | $43.86 | −$204,650.76 | 4,138,049 | 直接 | |
| 2025/3/3 | Class A Common Stock | M行使選擇權取得 | +157,826 | $3.82 | +$602,895.32 | 4,295,875 | 直接 | |
| 2025/3/3 | Class A Common Stock | M行使選擇權取得 | +52,174 | $3.29 | +$171,652.46 | 4,348,049 | 直接 | |
| 2025/3/3 | Class A Common Stock | S賣出處分 | −50,532 | $41.84F5 | −$2,114,258.88 | 4,297,517 | 直接 | |
| 2025/3/3 | Class A Common Stock | S賣出處分 | −43,146 | $43.10F6 | −$1,859,592.6 | 4,254,371 | 直接 | |
| 2025/3/3 | Class A Common Stock | S賣出處分 | −116,322 | $44.05F7 | −$5,123,984.1 | 4,138,049 | 直接 | |
| 2025/3/3 | Class A Common Stock | M行使選擇權取得 | +3,251 | –F8 | – | 4,141,300 | 直接 | |
| 2025/3/3 | Class A Common Stock | F扣股繳稅處分 | −791 | $47.29 | −$37,406.39 | 4,140,509 | 直接 | |
| 2025/3/3 | Class A Common Stock | M行使選擇權取得 | +40 | –F9 | – | 196,319 | 間接 | |
| 2025/3/3 | Class A Common Stock | F扣股繳稅處分 | −10 | $47.29 | −$472.9 | 196,309 | 間接 | |
| 2025/3/3 | Class A Common Stock | M行使選擇權取得 | +3,883 | –F10 | – | 3,883 | 間接 | |
| 2025/3/3 | Class A Common Stock | F扣股繳稅處分 | −945 | $47.29 | −$44,689.05 | 2,938 | 間接 | |
| 2025/3/4 | Class A Common Stock | M行使選擇權取得 | +189,927 | $3.29 | +$624,859.83 | 4,330,436 | 直接 | |
| 2025/3/4 | Class A Common Stock | M行使選擇權取得 | +20,073 | $3.29 | +$66,040.17 | 4,350,509 | 直接 | |
| 2025/3/4 | Class A Common Stock | S賣出處分 | −92,672 | $39.77F11 | −$3,685,565.44 | 4,257,837 | 直接 | |
| 2025/3/4 | Class A Common Stock | S賣出處分 | −50,530 | $40.91F12 | −$2,067,182.3 | 4,207,307 | 直接 | |
| 2025/3/4 | Class A Common Stock | S賣出處分 | −65,570 | $41.53F13 | −$2,723,122.1 | 4,141,737 | 直接 | |
| 2025/3/4 | Class A Common Stock | S賣出處分 | −1,228 | $42.28F14 | −$51,919.84 | 4,140,509 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/1 | Class A Common Stock | M行使選擇權處分 | −22,059 | $0.00 | $0 | 176,470 | 直接 | |
| 2025/3/1 | Class A Common Stock | M行使選擇權處分 | −9,649 | $0.00 | $0 | 115,794 | 直接 | |
| 2025/3/3 | Class A Common Stock | M行使選擇權處分 | −157,826 | $0.00 | $0 | 0 | 直接 | |
| 2025/3/3 | Class A Common Stock | M行使選擇權處分 | −52,174 | $0.00 | $0 | 189,927 | 直接 | |
| 2025/3/3 | Class A Common Stock | M行使選擇權處分 | −3,251 | $0.00 | $0 | 0 | 直接 | |
| 2025/3/3 | Class A Common Stock | M行使選擇權處分 | −40 | $0.00 | $0 | 0 | 間接 | |
| 2025/3/3 | Class A Common Stock | M行使選擇權處分 | −3,883 | $0.00 | $0 | 0 | 間接 | |
| 2025/3/4 | Class A Common Stock | M行使選擇權處分 | −189,927 | $0.00 | $0 | 0 | 直接 | |
| 2025/3/4 | Class A Common Stock | M行使選擇權處分 | −20,073 | $0.00 | $0 | 1,113,488 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 22,059 shares of Class A Common Stock underlying the RSUs listed in Table II, and 10,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
- F2
No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 9,649 shares of Class A Common Stock underlying the RSUs listed in Table II, and 4,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.53 to $42.46, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 5, 6, 7, 11, 12, 13 and 14 to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $42.63 to $43.61, inclusive. See the last sentence of footnote 5 to this Form 4 above.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $43.63 to $44.48, inclusive. See the last sentence of footnote 5 to this Form 4 above.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exchange of warrants for common stock for $11.50 per share on a cashless basis in a private transaction entered into between the Reporting Person and the Issuer. The Reporting Person received the net of 3,251 shares of Class A Common Stock underlying the warrants for common stock listed in Table II, and 791 shares of Class A Common Stock withheld by the issuer in consideration of the exercise of the warrants for common stock. Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exchange of warrants for common stock for $11.50 per share on a cashless basis in a private transaction entered into between the Reporting Person and the Issuer. The Reporting Person received the net of 40 shares of Class A Common Stock underlying the warrants for common stock listed in Table II, and 10 shares of Class A Common Stock withheld by the issuer in consideration of the exercise of the warrants for common stock. Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exchange of warrants for common stock for $11.50 per share on a cashless basis in a private transaction entered into between the Reporting Person and the Issuer. The Reporting Person received the net of 3,883 shares of Class A Common Stock underlying the warrants for common stock listed in Table II, and 945 shares of Class A Common Stock withheld by the issuer in consideration of the exercise of the warrants for common stock. Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.27 to $40.26, inclusive. See the last sentence of footnote 5 to this Form 4 above.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.27 to $41.26, inclusive. See the last sentence of footnote 5 to this Form 4 above.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.27 to $42.15, inclusive. See the last sentence of footnote 5 to this Form 4 above.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $42.28 to $42.37, inclusive. See the last sentence of footnote 5 to this Form 4 above.
表 I 有 1 筆交易的價格引用這則附註。
備註
President, DraftKings, North America