Npeh, LLC 的 Form 4 申報
Net Power Inc.（NPWR），2024/11/21 申報
- 申報編號
- 0001104659-24-121689
- 申報時間
- 2024/11/21
- 交易日
- 2024/11/19-11/21
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 4 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,051 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Npeh, LLCCIK 0001981772 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/19 | Class A Common Stock | C轉換取得 | +1,260,420 | –F1 | – | 1,260,420 | 直接 | |
| 2024/11/19 | Class B Common Stock | J其他處分 | −1,260,420 | –F2 | – | 26,729,880 | 直接 | |
| 2024/11/20 | Class A Common Stock | S賣出處分 | −320,371 | $12.60F3 | −$4,036,674.6 | 940,049 | 直接 | |
| 2024/11/21 | Class A Common Stock | S賣出處分 | −509,040 | $12.72F4 | −$6,474,988.8 | 431,009 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/19 | Class A Common Stock | C轉換處分 | −1,260,420 | –F1 | – | 26,729,880 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The Class A Units of NET Power Operations LLC are exchangeable into shares of the Issuer's Class A Common Stock or, at the Issuer's election, cash, on a one-for-one basis and have no expiration date. On November 19, 2024, NPEH, LLC ("NPEH") exchanged 1,260,420 Class A Units of NET Power Operations LLC for 1,260,420 shares of the Issuer's Class A Common Stock.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F2
For each Class A Unit of Net Power Operations LLC, NPEH owns a corresponding share of Class B Common Stock of the Issuer. Upon the exchange of 1,260,420 Class A Units of Net Power Operations LLC, an equal number of shares of Class B Common Stock of the Issuer held by NPEH, which have no economic value, were cancelled.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported reflects the weighted average sales price. The shares of Class A Common Stock were sold in multiple trades at prices ranging from $12.315 to $12.93. NPEH will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported reflects the weighted average sales price. The shares of Class A Common Stock were sold in multiple trades at prices ranging from $12.55 to $13.04. NPEH will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。