跳到主要內容

Mishra Ashok 的 Form 4 申報

Innodata Inc(INOD),2024/11/21 申報

申報編號
0001104659-24-121680
申報時間
2024/11/21
交易日
2024/11/20-11/21
申報延遲
1 天
10b5-1 計畫
沒有勾選

這份申報列了 4 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $404.2 萬。交易後 1 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Mishra AshokCIK 0001161075高階主管(執行副總裁、營運長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/11/20Common StockM行使選擇權取得+17,274$1.07+$18,483.1817,274直接
2024/11/20Common StockS賣出處分−17,274$45.16F1,F2−$780,093.840直接
2024/11/21Common StockM行使選擇權取得+69,218$1.24+$85,830.3269,218直接
2024/11/21Common StockS賣出處分−69,218$47.13F2,F3−$3,262,244.340直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2024/11/20Common StockM行使選擇權處分−17,274$0.00$00直接
2024/11/21Common StockM行使選擇權處分−69,218$0.00$090,782直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

This transaction was executed in multiple trades at prices ranging from $45.00 to $45.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F2

The sale of the shares reported in Column 4 was made as part of the reporting person's personal investment and financial planning needs, including for individual retirement planning and portfolio diversification purposes.

表 I 有 2 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $47.00 to $47.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)