Lucresca SE 的 Form 4 申報
Krispy Kreme, Inc.DNUT，2024/8/13 申報
- 申報編號
- 0001104659-24-088615
- 申報時間
- 2024/8/13 07:02 ET
- 交易日
- 2024/8/10-8/12
- 申報延遲
- 3 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 3 筆衍生性交易。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Lucresca SECIK 0001394212 | 持股 10% 以上大股東 |
| Agnaten SECIK 0001579044 | 持股 10% 以上大股東 |
| JAB Holdings B.V.CIK 0001579134 | 持股 10% 以上大股東 |
| JAB Holding Co s.a r.l.CIK 0001621428 | 持股 10% 以上大股東 |
| Joh. A. Benckiser s.a.r.l.CIK 0001746867 | 持股 10% 以上大股東 |
| JAB Investments S.a r.l.CIK 0001747036 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The price reported in Column 8 reflects the reference price of the HSBC Subject Shares upon the establishment of the HSBC Long Swap position.
表 II 有 1 筆交易的價格引用這則附註。
- F4
As previously disclosed, JAB Holdings B.V. entered into long cash-settled total return equity swaps on December 1, 2021 (the "BNP Paribas First Long Swap") and February 24, 2022 (the "BNP Paribas Second Long Swap" and together, the "BNP Paribas Long Swaps") with BNP Paribas providing for the establishment of long exposure with respect to a notional amount of up to 8,500,000 Shares in the aggregate (the "BNP Paribas Subject Shares") that provide JAB Holdings B.V. with economic results that are comparable to the economic results of ownership of the BNP Paribas Subject Shares. All balances will be exclusively cash settled.
表 II 有 2 筆交易的價格引用這則附註。
- F5
On August 12, 2024, JAB Holdings B.V. and BNP Paribas agreed to extend the term of each of the BNP Paribas Long Swaps to December 1, 2027 for no additional consideration, although JAB Holdings B.V. has the right to terminate and close out the BNP Paribas Long Swaps during certain specified earlier periods if it so chooses. The extension resulted in a deemed cancellation of the existing BNP Paribas Long Swaps and a deemed entry into new BNP Paribas Long Swaps with a later settlement date. The deemed cancellation is exempt from Sections 16(a) and 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rules 16a-4(d) and 16b-6(d) promulgated thereunder, respectively. All other material terms of the BNP Paribas Long Swaps remain materially unchanged and in full force and effect.
表 II 有 2 筆交易的價格引用這則附註。