Chadha Par 的 Form 4/A 修正申報
修正Exela Technologies, Inc.（XELA），2024/5/16 申報
- 申報編號
- 0001104659-24-062633
- 申報時間
- 2024/5/16
- 交易日
- 2023/10/9-2024/4/23
- 申報延遲
- 220 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2024/4/24
這份申報列了 3 筆非衍生性交易、1 筆衍生性交易。公開市場買進合計 $10.0 萬。交易後 220 天申報。
這份修正申報取代了 0001104659-24-051302（2024/4/24 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Chadha ParCIK 0000938202 | 董事、高階主管（執行董事長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/27 | Series A Convertible Preferred Stock | A公司授予取得 | +625,000 | $0.00 | $0 | 625,000 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents the average price of shares of common stock purchased in multiple transactions at prices ranging from $1.985 to $2 per share. Full information regarding the number of shares purchased and specific prices will be made available upon request to the Company's Office of the General Counsel.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Represents the average price of shares of common stock purchased in multiple transactions at prices ranging from $1.97 to $2.005 per share. Full information regarding the number of shares purchased and specific prices will be made available upon request to the Company's Office of the General Counsel.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Shares held directly by HandsOn Global Management LLC and its affiliates (collectively, "HGM"). Par Chadha is the manager of HGM.
- F4
On October 9, 2023, the Company entered into the Subscription, Voting and Redemption Agreement with GP-HGM LLC, an entity affiliated with Par Chadha, pursuant to which GP-HGM LLC purchased 1,000,000 shares of a new class of preferred stock designated as "Special Voting Stock" for an aggregate purchase price of $100. Each share of Special Voting Stock is entitled to 20,000 votes per share on certain items to be voted upon at an upcoming special meeting of the Company's stockholders and will be redeemed following the vote on such items.
- F5
Shares held directly by GP-HGM LLC, of which Par Chadha is the manager.
- F6
Each share of Series A Preferred Stock is convertible at the holder's option, at any time into the number of shares of Common Stock determined as of the date of conversion using a certain conversion formula that takes into account the amount of liquidation preference per share as adjusted for accrued but unpaid dividends pursuant to the Issuer's Certificate of Designations, Preferences, Rights and Limitations of Series A Perpetual Convertible Preferred Stock and Certificate of Decrease of Series A Perpetual Convertible Preferred Stock. The shares of Series A Convertible Preferred Stock have no expiration date.
備註
This Form 4 has been restated in full to correct certain scrivener's errors in the original Form 4 (the "Original Form 4"), which was filed on April 24, 2024 by the Reporting Person, who remains subject to Section 16 of the Securities Exchange Act of 1934, as amended, as of the date hereof. The number of shares and the price thereof reported in the Original Form 4 have been restated in full without change.