Wynnefield Partners Small Cap Value LP 的 Form 4 申報
Quest Resource Holding Corp（QRHC），2023/10/31 申報
- 申報編號
- 0001104659-23-112947
- 申報時間
- 2023/10/31 16:15 ET
- 交易日
- 2023/10/27-10/30
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 4 筆非衍生性交易。公開市場買進合計 $6.22 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Wynnefield Partners Small Cap Value LPCIK 0000899083 | 持股 10% 以上大股東 |
| Obus NelsonCIK 0001017043 | 持股 10% 以上大股東 |
| Wynnefield Small Cap Value Offshore Fund LtdCIK 0001030806 | 持股 10% 以上大股東 |
| Wynnefield Capital Management LLCCIK 0001056835 | 持股 10% 以上大股東 |
| Wynnefield Partners Small Cap Value LP ICIK 0001251565 | 持股 10% 以上大股東 |
| Wynnefield Capital IncCIK 0001251567 | 持股 10% 以上大股東 |
| Landes JoshuaCIK 0001251568 | 持股 10% 以上大股東 |
| Wynnefield Capital, Inc. Profit Sharing PlanCIK 0001289453 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/10/27 | Common Stock, $0.001 par value per share ("Common Stock") | P買進取得 | +1,563 | $7.25 | +$11,331.75 | 1,262,203 | 直接 | |
| 2023/10/27 | Common Stock | P買進取得 | +1,641 | $7.25 | +$11,897.25 | 1,415,583 | 間接 | |
| 2023/10/30 | Common Stock | P買進取得 | +2,625 | $7.25F2 | +$19,023.9 | 1,264,828 | 直接 | |
| 2023/10/30 | Common Stock | P買進取得 | +2,755 | $7.25F2 | +$19,966.04 | 1,418,338 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were purchased in multiple transactions at prices ranging from $7.23-$7.25. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.
表 I 有 2 筆交易的價格引用這則附註。
備註
Each of the Reporting Owners identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Owners identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them.