跳到主要內容

Palihapitiya Chamath 的 Form 4 申報

Prokidney Corp.(PROK),2023/10/23 申報

申報編號
0001104659-23-110875
申報時間
2023/10/23 21:00 ET
交易日
2023/10/19-10/23
申報延遲
4 天
10b5-1 計畫
沒有勾選

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $90.0 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Palihapitiya ChamathCIK 0001715450持股 10% 以上大股東
SC Master Holdings, LLCCIK 0001851024持股 10% 以上大股東
SC PIPE Holdings LLCCIK 0001938696持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/10/19Class A ordinary sharesS賣出處分−200,000$2.19F1−$438,7008,088,473間接
2023/10/20Class A ordinary sharesS賣出處分−87,200$1.92F3−$167,833.848,001,273間接
2023/10/23Class A ordinary sharesS賣出處分−160,300$1.83F4−$293,429.157,840,973間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.1050 to $2.2550. The reporting person undertakes to provide ProKidney Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F3

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.7600 to $2.2200. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F4

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.6300 to $1.9350. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)