Bjorgolfsson Thor 的 Form 4/A 修正申報
修正Better Home & Finance Holding Co（BETR），2023/10/20 申報
- 申報編號
- 0001104659-23-110485
- 申報時間
- 2023/10/20
- 交易日
- 2023/8/22
- 申報延遲
- 59 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2023/8/24
這份申報列了 1 筆衍生性交易。沿用原件裡沒有重述的 7 筆交易。交易後 59 天申報。
這份修正申報重述了 0001628280-23-030573（2023/8/24 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bjorgolfsson ThorCIK 0001842767 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001628280-23-030573（2023/8/24 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/22 | Class A Ordinary Shares | J其他處分 | −636,240 | –F1 | – | 0 | 間接 | |
| 2023/8/22 | Class A Common Stock | J其他取得 | +636,240 | –F1 | – | 636,240 | 間接 | |
| 2023/8/22 | Class A Common Stock | C轉換取得 | +3,471,946 | –F3 | – | 4,108,186 | 間接 | |
| 2023/8/22 | Class A Common Stock | P買進取得 | +1,700,000 | –F4 | – | 5,808,186 | 間接 | |
| 2023/8/22 | Class A Common Stock | C轉換取得 | +40,000,000 | –F5 | – | 45,808,186 | 間接 |
衍生性證券（表 II）
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F1
On August 22, 2023, in connection with the completion of the Issuer's (as defined below) initial business combination (the "Business Combination") pursuant to the Agreement and Plan of Merger (as amended, the "Merger Agreement"), dated May 10, 2021, by and among Aurora Acquisition Corp. ("Aurora"), Aurora Merger Sub I, Inc., and Better Holdco Inc. ("Better"), the Class A ordinary shares of Aurora, par value $0.0001 per share, automatically converted into shares of the Issuer's Class A common stock on a one-for-one basis for no additional consideration. As part of the Business Combination, Aurora changed its name to Better Home & Finance Holding Company (the "Issuer").
表 I 有 2 筆交易的價格引用這則附註。
- F3
In connection with the completion of the Business Combination, the Class B ordinary shares of Aurora, par value $0.0001 per share, automatically converted into shares of the Issuer's Class A common stock on a one-for-one basis for no additional consideration.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F4
On August 22, 2023, in connection with that certain Limited Waiver to the Amended and Restated Insider Letter Agreement, dated February 23, 2023, by and among Aurora, Better, and the Sponsor, the Sponsor subscribed for 1,700,000 shares of the Issuer's Class A common stock at a price of $10.00 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F5
On August 22, 2023, pursuant to the Pre-Closing Bridge Note Purchase Agreement, dated as of November 30, 2021, as amended by those certain Letter Agreements dated August 26, 2022, and February 7, 2023, among Aurora, Better and the Sponsor, $100,000,000 worth of subordinated 0% bridge promissory notes held by the Sponsor converted into 40,000,000 shares of the Issuer's Class A common stock.
表 I 有 1 筆交易的價格引用這則附註。
- F6
In connection with the completion of the Business Combination, outstanding warrants to purchase Class A ordinary shares of Aurora automatically converted into warrants to purchase shares of the Issuer's Class A Common Stock (each, an "Issuer Warrant") for no additional consideration. The Issuer Warrants have an exercise price of $11.50 and will expire on August 22, 2028, five years from the completion of the Business Combination, or earlier upon redemption or liquidation.
表 II 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On August 24, 2023, the reporting person filed a Form 4 which reported that, in connection with the completion of the Issuer's (as defined below) initial business combination (the "Business Combination") pursuant to the Agreement and Plan of Merger (as amended, the "Merger Agreement"), dated May 10, 2021, by and among Aurora Acquisition Corp. ("Aurora"), Aurora Merger Sub I, Inc., and Better Holdco Inc. ("Better"), outstanding warrants to purchase Class A ordinary shares of Aurora automatically converted into warrants to purchase shares of the Issuer's Class A Common Stock (each, an "Issuer Warrant") for no additional consideration. As part of the Business Combination, Aurora changed its name to Better Home & Finance Holding Company (the "Issuer").
表 II 有 1 筆交易的價格引用這則附註。
- F2
This amended Form 4 is filed solely to correct the number of Issuer Warrants held by the Reporting Person through Novator Capital Sponsor Ltd. following the completion of the Business Combination. The previously filed Form 4 incorrectly reported holdings of 4,005,029 Issuer Warrants, whereas, as reported in this amendment, the Reporting Person held (and continues to hold) 2,290,015 Issuer Warrants through Novator Capital Sponsor Ltd. The Reporting Person forfeited 2,290,014 Warrants in connection with the Business Combination, as required by a letter agreement entered into between Sponsor and the Issuer dated November 9, 2021.
- F3
The Issuer Warrants have an exercise price of $11.50 and will expire on August 22, 2028, five years from the completion of the Business Combination, or earlier upon redemption or liquidation.
表 II 有 1 筆交易的價格引用這則附註。